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DCH Health System History

Under local ownership and leadership for more than 90 years, the DCH Health System has continually

evolved to offer advanced patient care to West Alabama.

Today, the DCH Health System operates DCH Regional Medical Center, Northport Medical Center and

Fayette Medical Center. Here are some key dates in its history:

• The 12-bed Druid City Inﬁ rmary opened in 1916 on Broad Street, now known as University Boule-

vard.

• In March 1922, near the University of Alabama campus, excavation began on the new Druid City

Hospital.

• Druid City Hospital, with 50 beds, opened on March 25, 1923. It later expanded to 80 beds.

• As Tuscaloosa grew, the hospital’s private, nonproﬁ t board turned over its assets to the city and

county governing boards in 1946 with the goal of ﬁ nancing a new hospital.

• A portion of Northington General Hospital, a temporary Army hospital that closed at the end of

World War II, served as a temporary home for Druid City Hospital until a new hospital could be

ﬁ nanced and constructed. The Northington complex stood where University Mall now stands.

• A 1-cent sales tax ﬁ nanced the construction of the new hospital. The sales tax legislation also cre-

ated a nine-member board of directors for the hospital, with members appointed by area governing

bodies and the county medical society.

• The sales tax was revoked when the hospital opened in 1952. The current tax is divided among

several county entities, including local governments, school boards and the hospital.

• In December 1952, Druid City Hospital employees and community volunteers moved 77 patients

from the Northington location to the new hospital on University Boulevard.

• The sales tax revenue, combined with federal funds available through the Hill-Burton Act, provided

the more than $3 million needed to construct the new Druid City Hospital.

• The new 240-bed hospital featured piped-in oxygen at every bedside, four major operating rooms

and the state’s ﬁ rst surgical recovery room.

• Additions from 1958 to 1976 brought DCH to 496 beds, and the opening of a ﬁ ve-story wing in

1976 made DCH the state’s third largest hospital. As a regional medical center, DCH constructed

specialty units, including an intensive care nursery, coronary and intensive care units, subintensive

care units, open-heart surgery, an orthopedic unit and a pediatric unit.

• DCH Regional Medical Center has continued its evolution as West Alabama’s health care leader

by serving as the foundation of the DCH Health System, a regional health care system serving the

entire West Alabama region.

• In 1984, DCH Health System became afﬁ liated with Fayette Medical Center in Fayette, Ala. Spe-

cialty clinics include oncology, cardiology, urology, neurology, orthopedics, ophthalmology and

plastic surgery. The facility also has a 122-bed nursing care facility.

• Since 1986, DCH has offered cancer patients treatment at the Lewis and Faye Manderson Cancer

Center, which is located at DCH Regional Medical Center. Its board-certiﬁ ed oncologists use the

most advanced equipment available. The center is a certiﬁ ed member of MD Anderson Cancer

Network, a program of The University of Texas MD Anderson Cancer Center in Houston.

• Northport Medical Center became part of the DCH Health System in 1992. It was already a full-ser-

vice community hospital. Today, the facility is home to the Women’s Pavilion and the North Harbor

Pavilion, which offers psychiatric services for adults and geriatric patients.

• In March 1993, the new Phelps Outpatient Center opened at DCH Regional Medical Center.

• Northport Medical Center received its ﬁ rst MRI scanner in 2003.

• In 2008, the Endoscopy Department was expanded at DCH Regional Medical Center, nearly dou-

bling the square footage.

• The ﬂ agship hospital also added a new Breast Center in Outpatient Imaging in 2013.

Mission

We serve to improve the health of our patients and community.

Vision

We will become the provider of choice in our market by delivering excellent care to patients and

families in West Alabama and contributing to the fabric of our community.

DCH Values

The DCH values are represented by the acronym CARE.

We are Compassionate.

We are Accountable.

We are Respectful.

We are Engaged.

Values Supported by Behaviors

1. I will greet all with a smile, make eye contact and use a friendly tone of voice.

2. I will introduce myself.

3. I will ask how I may help.

4. I will keep all informed.

5. I will take the time to listen actively.

6. I will respect the modesty and privacy of others.

7. I will escort those who appear to need direction or find someone who can assist.

8. I will ask if there is anything else I can do.

9. I will avoid using personal technology in hallways or elevators.

10. I will thank guests for choosing DCH.

11. I will pick up litter.

HANDBOOK DISCLAIMER

We prepared this handbook to help employees find the answers to many questions that they may

have regarding their employment with DCH Health System. Please take the necessary time to read

it.

We do not expect this handbook to answer all questions. Supervisors and Human Resources also

serve as major sources of information.

Neither this handbook nor any other verbal or written communication by a management

representative is, nor should it be considered to be, an agreement, contract of employment, express

or implied, or a promise of treatment in any particular manner in any given situation, nor does it

confer any contractual rights whatsoever. DCH Health System adheres to the policy of employment

at will, which permits DCH or the employee to end the employment relationship at any time, for any

reason, with or without cause or notice.

No DCH representative other than the President/CEO may modify at-will status and/or provide any

special arrangement concerning terms or conditions of employment in an individual case or

generally and any such modification must be in writing and signed by the President/CEO.

Many matters covered by this handbook, such as benefit plan descriptions, are also described in

separate DCH documents. These DCH documents supersede any statement made in this handbook

or by any member of management.

This handbook states only general DCH guidelines. DCH may, at any time, in its sole discretion,

modify or vary from anything stated in this handbook, with or without notice, except for the rights of

the parties to end employment at will, which may only be modified by an express written agreement

signed by the employee and President/CEO.

This handbook supersedes all prior handbooks.

Table of Contents

Section 1 - Governing Principles of Employment

1-1. Introduction

1-2. Equal Employment Opportunity

1-3. Anti-Discrimination/Anti-Harassment

1-4. Drug-Free and Alcohol-Free Workplace

1-5. Workplace Violence

1-6. Work Authorization

1-7. Age Requirements

1-8. Licensure/Certifications and Registrations

Section 2 - Operational Policies

2-1. Employee Classifications

2-2. Your Employment Records

2-3. Working Hours and Schedule

2-4. Timekeeping Procedures

2-5. Overtime

2-6. Travel Time for Non-Exempt Employees

2-7. Safe Harbor Policy for Exempt Employees

2-8. Your Paycheck

2-9. Direct Deposit

2-10. Performance Review

2-11. Record Retention

2-12. Job Postings

2-13. Environment of Care

Section 3 - Benefits

3-1. Benefits Overview/Disclaimer

3-2. Paid Time Off

3-3. Lactation Breaks

3-4. Workers' Compensation

3-5. Jury Duty and Court Appearances

3-6. Bereavement Leave

3-7. Voting Leave

3-8. Insurance Programs

3-9. Long-Term Disability Benefits

3-10. Short -Term Disability Benefits

Table of Contents

3-11. Employee Assistance Program

3-12. Retirement Plan

3-13. Holidays

3-14. Continuation of Health Insurance Benefits

Section 4 - Leaves of Absence

4-1. Hospital Medical Leave

4-2. Military Leave (ML) USERRA

4-3. Family and Medical Leave

Section 5 - General Standards of Conduct

5-1. Employee Accountability

5-2. Attendance and Punctuality

5-3. Use of Communications and Computer Systems

5-4. Use of Social Media

5-5. Cell Phones and Portable Electronic Devices

5-6. Camera Phones/Recording Devices

5-7. Employee Search

5-8. Tobacco-Free

5-9. Personal Visits and Telephone Calls

5-10. Solicitation and Distribution

5-11. Other Communication Avenues

5-12. Confidentiality and Protected Health Information

5-13. Conflict of Interest

5-14. Use of Facilities, Equipment and Property, Including Intellectual Property

5-15. Health and Safety

5-16. Employment of Relatives

5-17. Employee Dress and Personal Appearance

5-18. Publicity/Statements to the Media

5-19. Operation of Vehicles

5-20. Business Expense Reimbursement

5-21. DCH Values and Behaviors

5-22. Parking

5-23. Employee Arrest Notification

5-24. Severe Weather

5-25. Staff Rights

Table of Contents

5-26. Cultural Sensitivity and Diversity

5-27. Patient Abuse

5-28. Patient Concerns

5-29. References

5-30. If You Must Leave Us

5-31. A Few Closing Words

Section 6 - Corporate Compliance

6-1. Purpose and Authority

6-2. Corporate Compliance Code of Conduct

6-3. Federal Compliance Program

General Handbook Acknowledgment

Receipt of Anti-Discrimination/Anti-Harassment Policy

Section 1 - Governing Principles of Employment

1-1. Introduction

For employees who are starting employment with DCH Health System ("DCH Health System" or

"DCH"), on behalf of DCH Health System, let me extend a warm and sincere welcome. For current

employees, thank you for your continued service.

Over the years, the DCH family has gained a wide reputation for providing excellent service to our

patients and the community. This reputation has been earned through the enthusiasm,

understanding and cooperative effort of each member of the DCH team. Regardless of your job or

your department, each of you is a member of a team that shares one mission and vision.

We serve to improve the health of our patients and community.

Our vision is that we will become

the provider of choice in our market by delivering excellent care to patients and families in West

Alabama and contributing to the fabric of our community.

This handbook is designed to provide you with important information about employment policies and

procedures, your benefits, your responsibilities to your job, and services and facilities available to

you.

I extend my personal best wishes for your success and happiness here at DCH Health System. We

understand that it is our employees who provide the care that our patients rely on. They will help us

to create new opportunities for future growth.

Again, we are happy to have you with us and hope that you will enjoy being a member of the DCH

Health System family.

Bryan Kindred, President/CEO

1-2. Equal Employment Opportunity

DCH Health System is an Equal Opportunity Employer that does not discriminate on the basis of

actual or perceived race, creed, color, religion, alienage or national origin, ancestry, citizenship

status, age, disability or handicap, sex, marital status, veteran status, sexual orientation, genetic

information, or any other characteristic protected by applicable federal, state or local laws. Our

management team is dedicated to this policy with respect to recruitment, hiring, placement,

promotion, transfer, training, compensation, benefits, employee activities and general treatment

during employment.

We will endeavor to make a reasonable accommodation to the known physical or mental limitations

of qualified employees with disabilities unless the accommodation would impose an undue hardship

on the operation of our business. If you need assistance to perform your job duties because of a

physical or mental condition, please contact Human Resources.

DCH will endeavor to accommodate the sincere religious beliefs of our employees to the extent such

accommodation does not pose an undue hardship on DCH's operations. If you wish to request such

an accommodation, please speak to Human Resources.

Employees with questions or concerns about equal employment opportunities in the workplace are

encouraged to bring these issues to the attention of Human Resources. We will not allow any form

of retaliation against individuals who raise issues of equal employment opportunity. If an employee

feels he or she has been subjected to any such retaliation, he or she should bring it to the attention

of Human Resources. To ensure our workplace is free of artificial barriers, violation of this policy

including any improper retaliatory conduct, will lead to accountability actions, up to and including

separation of employment. All employees must cooperate with all investigations.

1-3. Anti-Discrimination/Anti-Harassment

It is the policy of DCH that all employees shall have the opportunity to work in an atmosphere and

environment free from any form of discrimination, harassment or retaliation based on race, color,

religion, national origin, age, sex, sexual orientation, gender identity, pregnancy, disability,

military/veteran status, whistleblower, genetic information, or any other characteristic or status

protected by federal, state or local laws. DCH does not authorize, practice, condone, or tolerate any

form of discrimination and/or harassment of or by any employee, whether supervisory or non-

supervisory, or by any guest, visitor, customer, or vendor.

Harassment is defined as verbal or physical conduct that denigrates or shows hostility or aversion

toward an individual because of his or her race, color, religion, gender, sex, national origin, age,

whistleblower status, disability, sexual orientation, or any other status protected by federal, state, or

local laws that:

Has the purpose or effect of creating an intimidating, hostile, or offensive working environment;

Has the purpose or effect of unreasonably interfering with an individual's work performance; or

Otherwise adversely affects an individual's employment opportunities.

Examples of harassing conduct include, but are not limited to, the following:

Epithets, slurs, negative stereotyping, or threatening, intimidating, or hostile acts that relate to

race, color, religion, national origin, age, sex, sexual orientation, gender identity, pregnancy,

disability, military/veteran status, whistleblower status, genetic information, or any other

characteristic or status protected by federal, state or local laws; and

Written or graphic material that denigrates or shows hostility or aversion toward an individual or

group because of race, color, religion, national origin, age, sex, sexual orientation, gender identity,

pregnancy, disability, military/veteran status, whistleblower status, genetic information or any other

characteristic or status protected by federal, state or local laws.

Similarly, sexual harassment involves:

Making, as a condition of employment, unwelcome sexual advances or requests, requests for

sexual favors, or other verbal or physical conduct of a sexual nature;

Making submission to or rejection of such conduct the basis for employment decisions; or

Creating an intimidating, offensive, or hostile work environment by such conduct.

The following are examples of sexual harassment:

Verbal--sexual innuendo, suggestive comments, insults, threats, jokes about gender-specific

traits, or sexual propositions;

Nonverbal--making suggestive or insulting noises, leering, whistling, or making obscene

gestures;

Physical--touching, pinching, brushing the body, coercing sexual intercourse, or assault.

Any employee who feels that he or she has suffered any form of harassment or retaliation should

immediately report the alleged conduct to Human Resources so that a confidential investigation of

the complaint can be undertaken. If the employee does not feel the matter has been responded to

appropriately, he or she should contact the VP of Human Resources. Any employee who wishes to

discuss the matter with a manager of the same sex will have someone provided to them.

While verbal reports are anticipated, an employee reporting these types of behavior will be asked to

make a written report providing as much detail as possible concerning who has engaged in the

behavior, when, where, and exactly what was done or said.

Any employee who observes conduct by another employee that he or she believes to be harassing,

retaliatory, or discriminatory must report such conduct as outlined above. All complaints of

harassment will be treated confidentially and will be investigated promptly and thoroughly.

Any individual found by DCH to have harassed another employee will be subject to appropriate

disciplinary action ranging from a written warning in his or her file up to and including termination.

Retaliation or discrimination against an employee for reporting or complaining about harassment is

prohibited and will result in disciplinary action up to and including termination.

We trust that all employees will continue to act in a responsible and professional manner to

establish a pleasant working environment free of discrimination and harassment.

1-4. Drug-Free and Alcohol-Free Workplace

To help ensure a safe, healthy and productive work environment for our employees and others, to

protect DCH property, and to ensure efficient operations, DCH has adopted a policy of maintaining a

workplace free of drugs and alcohol. This policy applies to all employees and other individuals who

perform work for DCH.

The unlawful or unauthorized use, abuse, solicitation, theft, possession, transfer, purchase, sale or

distribution of controlled substances, drug paraphernalia or alcohol by an individual anywhere on

DCH premises, while on DCH business (whether or not on DCH premises) or while representing

DCH, is strictly prohibited. Employees and other individuals who work for DCH also are prohibited

from reporting to work or working while they are using or under the influence of alcohol or any

controlled substances, which may impact an employee's ability to perform his or her job or otherwise

pose safety concerns, except when the use is pursuant to a licensed medical practitioner's

instructions and the licensed medical practitioner authorized the employee or individual to report to

work. However, this does not extend any right to report to work under the influence of medical

marijuana or to use medical marijuana as a defense to a positive drug test. DCH will conduct for

cause drug screens to the extent an employee is subject to any drug testing requirement, including

reasonable suspicion to the extent permitted by and in accordance with applicable law.

Violation of this policy will result in accountability actions, up to and including separation of

employment.

DCH maintains a policy of non-discrimination and will endeavor to make reasonable

accommodations to assist individuals recovering from substance and alcohol dependencies, and

those who have a medical history which reflects treatment for substance abuse conditions.

However, employees may not request an accommodation to avoid accountability actions for a policy

violation. We encourage employees to seek assistance before their substance abuse of alcohol

misuse renders them unable to perform the essential functions of their jobs, or jeopardizes the health

and safety of any other DCH employees, including themselves.

1-5. Workplace Violence

DCH Health System is strongly committed to providing a safe and productive work environment

where employees can devote their full attention and best efforts to their assigned duties.

We specifically discourage employees from engaging in any physical confrontation with a violent or

potentially violent individual. However, we do expect and encourage employees to exercise

reasonable judgment in identifying potentially dangerous situations.

Prohibited Conduct

Threats, threatening language or any other acts of aggression or violence made toward or by any

DCH employee will not be tolerated. For purposes of this policy, a threat includes any verbal or

physical harassment or abuse, any attempt at intimidating or instilling fear in others, menacing

gestures, flashing of weapons, stalking or any other hostile, aggressive, injurious or destructive

action undertaken for the purpose of domination or intimidation. To the extent permitted by law,

employees and visitors are prohibited from carrying weapons onto DCH premises.

Procedures for Reporting a Threat

All potentially dangerous situations, including threats by co-workers, should be reported immediately

to any member of management with whom the employee feels comfortable. Reports of threats may

be maintained as confidential to the extent maintaining confidentiality does not impede our ability to

investigate and respond to the complaints. All threats will be promptly investigated. Any person

suspected of engaging in workplace violence may be removed from DCH property pending the

outcome of an investigation. All employees must cooperate with all investigations. No employee will

be subjected to retaliation, intimidation or disciplinary action as a result of reporting a threat in good

faith under this policy.

If DCH determines, after an appropriate good faith investigation, that someone has violated this

policy, DCH will take swift and appropriate corrective action.

If an employee is the recipient of a threat made by an outside party, that employee should follow the

steps detailed in this section. It is important for us to be aware of any potential danger to DCH. We

want to take effective measures to protect everyone from the threat of a violent act by an employee

or by anyone else.

1-6. Work Authorization

U.S. law requires companies to employ only individuals who may legally work in the United States -

either U.S. citizens, or foreign citizens who have the necessary authorization. DCH employees are

required to present employment eligibility verification in accordance with federal law.

1-7. Age Requirements

Candidates for employment must have reached their eighteenth birthday. This is the only limitation

related to age and employment utilized by DCH.

1-8. Licensure/Certifications and Registrations

Employees who work in positions or areas that require licensure or registration must provide proof of

licensure or registration before they begin performing their duties at DCH. Employees are

responsible for keeping the license or registration current and for presenting the original, current

license to their Department Director/Manager to be copied for their Human Resources file.

Employees who fail to maintain current licensure or registration will not be allowed to work in that

position until the license is made current. Failure to maintain required current licensure or registration

may subject an employee to accountability actions, up to and including termination.

Section 2 - Operational Policies

2-1. Employee Classifications

For purposes of this handbook, all employees fall within one of the DCH classifications below.

Regular Full-Time Employee -

An employee who is scheduled to work a minimum of thirty-six (36)

hours per week on a regularly scheduled basis. Regular full-time employees are eligible for the

numerous benefits provided by DCH subject to the minimum eligibility requirements applicable to

each benefit.

Regular Part-Time Employee -

An employee who is scheduled to work a minimum of twenty (20)

hours per week on a regularly scheduled basis. Regular part-time employees are eligible for the

numerous benefits provided by the DCH subject to the minimum eligibility requirements applicable to

each benefit.

Flexi Employee -

An employee available to work based on patient care and unit needs meeting the

flexi guidelines. (Available at DCH RMC and NMC only).

Per Diem Employee

- An employee who is so classified by DCH and who works as needed by

DCH. Per diem employees are not entitled to benefits.

Temporary Employee

- An employee d who works (full-time, part-time or as needed) at a job or on

a project expected to be of short duration (generally not to exceed ninety (90) days). Temporary

employees are not entitled to benefits.

In addition to the above classifications, employees are categorized as either "

exempt

" or "

non-

exempt

" for purposes of federal and state wage and hour laws. Employees classified as exempt do

not receive overtime pay; they generally receive the same weekly salary regardless of hours worked.

The employee will be informed of these classifications upon hire and informed of any subsequent

changes to the classifications.

2-2. Your Employment Records

DCH maintains records for your personal information including contact information, marital status,

dependents, withholding tax, emergency contact information, and other pertinent information.

Pease be sure to keep Human Resources and your Supervisor informed of any changes to your

personal or emergency contact information. Changes (such as marital status or dependents) that

affect insurance, beneficiaries, Social Security, federal and state withholding taxes or identification

badges should be reported to the Human Resources Department within one week of the

change. Many changes may be made by accessing the Employee Portal. Unreported changes of

address, marital status, etc. can affect withholding tax and benefit coverage. Further, an "out of date"

emergency contact or an inability to reach you in a crisis could cause a severe health or safety risk

or other significant problem.

You also should inform Human Resources of any new specialized training or skills you may acquire

in the future, as well as any changes to any required visas.

Access to Employee Records

DCH Health System maintains strict confidentiality and integrity of DCH employee records.

However, operating requirements or federal or state laws or regulations may necessitate disclosure

of employee information. Access to employee records is limited to designated Human Resources

employees. Employee records are released only on a "need to know" basis.

Human Resources will release employee records to requesters as follows:

Requester

Type of Information Released

Managers

Employee Changes

Employee Discipline

Employee Education

Evaluations

Current Employees

Forms signed by the employee

Former Employees

Forms signed by the employee

Subpoena Requests

Employee records specifically listed in the

subpoena

2-3. Working Hours and Schedule

As a 24-hour, 7-day-a-week health care facility, hours of work and work schedules are specific to the

department you work in.

You will be assigned a work schedule and will be expected to begin and end work according to the

schedule. To accommodate the needs of our business, at some point we may need you to change

your individual work schedule, on either a short or long-term basis.

Certain employees are required to be "on call" in the event that their services may be required on

short notice. Such employees may be paid on-call pay for on-call duty. Your supervisor will explain

your on-call status and eligibility for on-call pay.

DCH makes every effort to provide an unpaid, uninterrupted meal period, normally 30 minutes, for

any non-exempt employee who is scheduled to work more than six (6) hours per day. DCH

recognizes that there are times when an uninterrupted meal period is not possible. If you are unable

to take your meal period for a minimum of 30 minutes due to work requirements, you should notify

your supervisor immediately so that you can be paid for the time worked.

DCH also makes every effort to provide two paid breaks of 15 minutes each. Break times cannot be

taken together or in conjunction with meal times or at the beginning or end of a shift.

2-4. Timekeeping Procedures

Employees must record their actual time worked for payroll and benefit purposes. Non-exempt

employees must record the time work begins and ends, as well as the beginning and ending time of

any departure from work for any non-work-related reason.

DCH's primary method for recording time and attendance is through an automated time and

attendance system which is accessed by the employee's ID badge or login. The time and

attendance system records all productive and non-productive hours for that pay period. Each

employee should verify these hours to ensure they are correct.

If you make an error on your timecard, notify your supervisor as soon as possible to request an

adjustment in the time and attendance system.

It is very important that every employees' timecard be an accurate account of hours worked.

Employees are not allowed to clock in or out for others. Employees are also not allowed to work off

the clock. Finally, any altering, falsifying, or tampering with time records is prohibited and will result

in accountability actions up to and including potential separation of employment.

Exempt employees are required to record and report full days of absence from work for reasons

such as Paid Time Off, etc.

2-5. Overtime

In health care we experience periods of extremely high activity; additional work may be required.

Supervisors are responsible for monitoring business activity and requesting overtime work if it is

necessary. Effort will be made to provide you with adequate advance notice in such situations.

Any non-exempt employee who works overtime will be compensated according to the federal wage

and hour overtime guidelines.

Employees working overtime are expected to obtain prior management authorization. Failure to do

so may result in an accountability action, up to and including separation of employment.

For purposes of calculating overtime for non-exempt employees, the workweek begins at 7 a.m. on

Sunday and ends at 6:59 a.m. on the following Sunday.

2-6. Travel Time for Non-Exempt Employees

Overnight, Out-of-Town Trips

Non-exempt employees will be compensated for time spent traveling (except for meal periods)

during their normal working hours, on days they are scheduled to work and on unscheduled work

days (such as weekends). Non-exempt employees also will be paid for any time spent performing job

duties during otherwise non-compensable travel time; however, such work should be limited absent

advance management authorization.

Out-of-Town Trips for One Day

Non-exempt employees who travel out of town for a one-day assignment will be paid for all travel

time except for: (i) time spent traveling between the employee's home and the local railroad, bus or

plane terminal; and (ii) meal periods.

Local Travel

Non-exempt employees will be compensated for time spent traveling from one job site to another job

site during a workday. The trip home, however, is non-compensable when an employee goes directly

home from his/her final job site, unless it is much longer than his/her regular commute home from the

regular worksite. In such case, the portion of the trip home in excess of the regular commute is

compensable.

Commuting Time

Under the Portal to Portal Act, travel from home to work and from work to home is generally non-

compensable. However, if a non-exempt employee regularly reports to a worksite near his/her home,

but is required to report to a worksite farther away than the regular worksite, the additional time spent

traveling is compensable.

If compensable travel time results in more than 40 hours worked by a non-exempt employee, the

employee will be compensated at an overtime rate of one and one-half times the regular rate.

To the extent that applicable state law provides greater benefits, state law applies.

2-7. Safe Harbor Policy for Exempt Employees

It is our policy and practice to accurately compensate employees and to do so in compliance with all

applicable state and federal laws. To ensure proper payment and that no improper deductions are

made, employees must review pay stubs promptly to identify and report all errors.

Employees classified as exempt salaried employees will receive a salary which is intended to

compensate them for all hours they may work for DCH. This salary will be established at the time of

hire or classification as an exempt employee. While it may be subject to review and modification from

time to time, such as during salary review times, the salary will be a predetermined amount that will

not be subject to deductions for variations in the quantity or quality of the work performed.

Under federal and state law, salary is subject to certain deductions. For example, unless state law

requires otherwise, salary can be reduced for the following reasons:

full-day absences for personal reasons;

full-day absences for sickness or disability;

full-day disciplinary suspensions for infractions of policies and procedures;

family and Medical Leave absences (either full- or partial-day absences);

the first or last week of employment in the event the employee works less than a full week;

and

any full work week in which the employee does not perform any work.

Salary may also be reduced for certain types of deductions such as a portion of health, dental or life

insurance premiums; state, federal or local taxes; Social Security; or voluntary contributions to a

403(B) or pension plan.

In any work week in which the employee performed any work, salary will not be reduced for any of

the following reasons:

partial-day absences for personal reasons, sickness or disability;

an absence because the employer has decided to close a facility on a scheduled work day;

and

any other deductions prohibited by state or federal law.

However, unless state law provides otherwise, deductions may be made to accrued leave for full- or

partial-day absences for personal reasons, sickness or disability.

If you believe that an improper deduction has occurred, please immediately report the matter to your

supervisor or Human Resources.

2-8. Your Paycheck

You will be paid bi-weekly for all the time worked during the past pay period.

Paycheck stubs itemize deductions made from gross earnings. By law, DCH is required to make

deductions for Social Security, federal income tax and any other appropriate taxes. These required

deductions also may include any court-ordered garnishments. Your paycheck stub will detail the

calculations of final payment amounts for regular pay, overtime pay, any special pay, call pay, and

shift differentials. Your eligibility for shift differential pay is based on the department and shift

worked. Your supervisor will explain your eligibility for shift differential.

If you discover an error in your paycheck, you should bring the matter to the attention of Payroll

immediately so that it can resolve the matter quickly and amicably. Correction checks may be picked

up at the Payroll Department unless arrangements are made.

If DCH discovers an error in an employee's pay that has resulted in either overpayment or

underpayment, the employee will be notified of the error and appropriate corrective action will be

taken.

2-9. Direct Deposit

All employees are required to participate in payroll direct deposit to the extent allowed by applicable

state law. Direct Deposit Authorization forms are available from Human Resources. Employees ae

responsible for providing verification of their active bank accounts. Check stubs are available

through the Employee Portal.

All special checks, correction checks, and CTO cash-outs may be picked up at the Payr

oll Department unless other arrangements are made.

2-10. Performance Review

DCH Health System conducts an annual performance evaluation on every employee, based on the

employee's job performance, behavior, and competency. A positive performance evaluation does not

guarantee an increase in salary, a promotion, or continued employment. Compensation and the

terms and conditions of employment, including job assignments, transfers, promotions, and

demotions, are determined by and at the discretion of management. The annual performance period

is the DCH fiscal year which is October 1 through September 30. Employees are eligible for merit

reviews annually. Eligibility for a merit review does not guarantee a pay increase or lump sum. Merit

increases must be approved by the DCH board each year and usually depend on the current

economic climate.

In addition to these formal performance evaluations, DCH encourages employees and supervisors to

discuss job performance on a frequent and ongoing basis.

2-11. Record Retention

DCH acknowledges its responsibility to preserve information relating to litigation, audits and

investigations. Failure on the part of employees to follow this policy can result in possible civil and

criminal sanctions against DCH and its employees and possible accountability actions against

responsible individuals (up to and including separation of employment). Each employee has an

obligation to contact the president to inform him or her of potential or actual litigation, external audit,

investigation or similar proceeding involving DCH that may have an impact on record retention

protocols.

2-12. Job Postings

DCH Health System is dedicated to assisting employees in managing their careers and reaching

their professional goals through promotion and transfer opportunities. This policy outlines the on-line

job posting program which is in place for all employees. To be eligible to be considered for an open

position, employees must meet the following requirements:

Employed with DCH for a minimum of one year

Not currently in the Employee Accountability process, having received Step 2 or greater

within the past 12 months

Must meet the job qualifications listed on the job posting

If the employee finds a position of interest on the job posting website and meets the eligibility

requirements, an online job posting application must be completed in order to be considered for the

position. Not all positions are guaranteed to be posted. DCH reserves the right to seek applicants

solely from outside sources or to post positions internally and externally simultaneously.

For more specific information about the program, please contact the Human Resources Department.

2-13. Environment of Care

The Environment of Care (EOC) refers to the physical environment. It involves buildings, people, and

equipment. The Environment of Care program ensures that DCH provides a safe and secure

environment for patients, employees, medical staff, and other people coming to our facility.

Management plans and supporting policies and procedures exist for each of the seven plans of the

Environment of Care.

Safety

Providing a safe physical environment for all our employees, Medical staff, patients, visitors and

others is one of DCH's chief concerns and responsibilities. All employees are expected to be safety

conscious and to assist in identifying conditions which might cause an accident. Employees and

others are to report any unsafe conditions and all work-related injuries, minor or otherwise, to their

supervisors. If your supervisor is unavailable, report any unsafe conditions to the Risk Management

Department or Security Department.

II.

Security

Of necessity, DCH is open at all times. Employees must be alert for the unauthorized entry of

persons either into the facility or unauthorized areas or departments. An employee should offer

assistance to persons who have entered an unauthorized area in error or who otherwise appear to

need directions to their destination. The Security Department should be notified of persons who

appear suspicious.

The cooperation of all employees is vital if theft is to be prevented. Supplies and equipment should

be stored in approved areas so that maximum security measures may be observed. Do not bring

large sums of money or valuables to work with you because DCH cannot be responsible for losses of

personal items. Unoccupied offices, lockers, storage areas and treatment areas should be kept

locked.

Employees must wear their DCH-issued photo identification badge at all times while working.

Employees should not use their ID badges to allow unauthorized individuals into secured areas.

Security is provided by a contract organization 24 hours a day/7days a week. Additional security is

provided by off-duty police officers (RMC). Security events should be reported to the director of

Safety and Security. As appropriate, Security will report events to the Risk Management Department

and/or your supervisor.

III.

Hazardous Materials and Waste

All employees have the right to know of any hazardous materials or chemicals to which they might

come into contact during the course of their daily work activities. You are informed of this during your

initial orientation and/or when your job function changes or if new products or services are introduced

in your work area. You should take every precaution when handling hazardous chemicals and

disposing of hazardous wastes in accordance with hospital and departmental procedures. A

hazardous chemical spill should be reported immediately to your supervisor and spill cleanup should

occur in accordance with MSDS criteria. Hazardous waste must always be disposed in the proper

container. Evidence of hazardous waste that has been disposed of improperly should be immediately

reported to your supervisor who will contact designated hospital personnel for instructions regarding

corrective action.

IV.

Fire and Disaster

A fire plan and emergency preparedness program have been established by DCH. All employees are

required to know their roles in the event of fire or disaster. You will receive general training during

new employee orientation. You will receive specific training in your department or unit. You can

direct any questions to your supervisor, who will instruct you in departmental procedures to be

followed in the event of fire or other disasters. Fire drills and disaster exercises are performed to test

employee knowledge and preparedness.

Safety Education

New employees receive Environment of Care (EOC) training during new employee orientation.

Annual EOC training is provided to all employees through computer-based training. Each employee

is required to complete this annual training. From time to time, other safety classes may be provided

by individual departments of DCH. Education also takes place through employee news publications

such as the Monitor. On a monthly basis, employee EOC knowledge is randomly measured through

employee assessment activities.

VI.

Equipment

Hospital equipment is costly, but even more importantly, it may be essential to save a life.

Employees should care for equipment as they would their own property. Employees are asked to

report the malfunction or disrepair of equipment totheir supervisors or the Engineering Department.

Staff should always check the dates on the sticker on patient care equipment to ensure the

equipment's preventive maintenance check is current.

VII.

Utilities

Due to the scope of services provided, DCH has multiple back-up resources in the event of a utility

failure. It is important that critical medical and other equipment be plugged into emergency

receptacles ("red" outlets) to ensure continuous operation in the event of a power disruption.

PTO/CTO requests are considered in a fair and equitable manner on the basis of staffing requirements

Section 3 - Benefits

3-1. Benefits Overview/Disclaimer

In addition to good working conditions and competitive pay, it is DCH Health System's policy to

provide a combination of supplemental benefits to all eligible employees. In keeping with this goal,

each benefit program has been carefully devised. These benefits include paid time off, insurance,

and other plan benefits. We are constantly studying and evaluating our benefits programs and

policies to better meet present and future requirements. These policies have been developed over

the years and continue to be refined to keep up with changing times and needs.

The next few pages contain a brief outline of the benefits programs DCH Health System provides

employees and their families. The information presented here is intended to serve only as guidelines.

The descriptions of the insurance and other plan benefits highlight certain aspects of the applicable

plans for general information only. The details of those plans are spelled out in the official plan

documents, which are available for review on the Monitor intranet. Additionally, the provisions of the

plans, including eligibility and benefits provisions, are summarized in the summary plan descriptions

("SPDs") for the plans (which may be revised from time to time). In the determination of benefits and

all other matters under each plan, the terms of the official plan documents shall govern over the

language of any descriptions of the plans, including the SPDs and this handbook.

Further, DCH Health System (including senior leadership and administrators who are responsible for

administering the plans) retains full discretionary authority to interpret the terms of the plans, as well

as full discretionary authority with regard to administrative matters arising in connection with the

plans and all issues concerning benefit terms, eligibility and entitlement.

While DCH intends to maintain these employee benefits, it reserves the absolute right to modify,

amend or terminate these benefits at any time and for any reason.

If employees have any questions regarding benefits, they should contact Human Resources.

3-2. Time Off

We know how hard employees work and recognize the importance of providing time for rest and

relaxation. We fully encourage employees to get this rest by taking paid time off. Time off under this

policy includes extended time off, such as for a vacation, and incidental time due to sickness or to

handle personal affairs. Time Off is designed to provide maximum flexibility in scheduling

time off while ensuring adequate staffing. Paid Time Off (PTO) and Cash and Time Off (CTO) is a

single pool of accrued hours used for all absences including vacation, holidays, personal absences,

sick days, workers compensation. and leaves of absence. Employees must use available PTO/CTO

for all absences from work except for jury duty, military duty, bereavement leave, and excused

absences for work-related programs.

You are eligible to use PTO/CTO the first full pay period following successful completion of the initial

ninety (90) days of employment. PTO/CTO must be earned before it can be used. Employees are re

quired to use all available PTO/CTO hours before unpaid hours may be approved.

within your department. You should submit PTO/CTO requests to your supervisor as far in advance

as possible to allow ample time for your supervisor to obtain coverage and maintain a smooth,

efficient operation. Sufficient time for notice will usually be defined by departmental policy.

If you must have an unscheduled absence, you are responsible for personally notifying your

supervisor or designee no less than two (2) hours prior to the scheduled start time, unless the

department policy is more stringent.

A non-exempt employee who reports to work for the scheduled workday and requests approval to

leave prior to completing the scheduled workday will be paid actual hours worked plus the remainder

in available PTO/CTO. An exempt employee who reports to work and requests to leave prior to

completing the normal workday will be paid wages for that normal workday.

Low Census

If an employee is mandated by management to take time off because of reduced staffing needs or

other economic factors, non-exempt employees may take the time as PTO/CTO or as a low census

absence without pay. Exempt employees will use available PTO/CTO or must borrow PTO/CTO for

payment and the hours will be deducted from the future available balance once accrued. An exempt

employee who reports to work and leaves prior to completing the normal workday will be paid wages

for that normal workday. Low census absences used for reduced staffing will not count as an incident

of absence but will count as eligible paid hours for accrual purposes.

DCH Regional Medical Center (RMC) and Northport Medical Center (NMC)

You are considered CTO-eligible if you are classified as an FTE 0.5 or above.

If CTO-eligible,

you must have at least 40 eligible paid hours in a pay period to earn an accrual. You will accrue

CTO hours based on years of service and FTE classification.

DCH provides several options for using any remaining CTO that you may have. You may carry

forward unused CTO to the next year.

The maximum amount that you May carry forward, depend

s on your employee classification.

You may also cash out CTO.

In order to cash out CTO, you

must have taken the minimum CTO and have minimum remaining CTO. The minimum amounts

are based on your classification.

Employees may also donate CTO. CTO may be donated to the DCH Foundation or to make

HELP (Hospital Emergency Leave Policy) donations.

HELP is a resource for individuals who

have exhausted all CTO due to a medical condition.

Fayette Medical Center (FMC)

You are considered PTO-eligible if you are a regular full-time or regular part-time employee. If

PTO-eligible, you will accrue PTO as you are using it, but you will not accrue PTO for a pay period

when no paid hours are reported.

Regular full-time employees will accrue PTO based on years of

service.

Part-time employees will accrue based on FTE classification and years of service.

FMC employees have several option for using any remaining PTO. Remaining PTO may be carried

forward. The maximum PTO to be carried forward depends on the employee classification. You

may also cash out PTO. In order to cash out PTO, you must have taken the minimum PTO and

have minimum remaining PTO. The minimum amounts are based on your classification. You may

also donate unused PTO to the DCH Foundation or transfer PTO to another employee in the event

of an undue hardship.

End of Eligibility

If an employee is involuntarily terminated from employment or resigns without proper notice, any

remaining PTO/CTO balance will be withheld at termination. Otherwise, an employee will receive

payment for unused PTO/CTO at the time of termination or end of PTO/CTO eligibility.

For greater detail, please refer to the following policies:

Cash & Time Off Plan (CTO)  Regional Medical Center & Northport Medical Center

Paid Time Off (PTO) - Fayette Medical Center

Hospital Emergency Leave Policy (HELP).

3-3. Lactation Breaks

DCH will provide a reasonable amount of break time to accommodate an employee desiring to

express breast milk for the employee's infant child, in accordance with and to the extent required by

applicable law. The break time, if possible, must run concurrently with rest and meal periods already

provided to the employee. If the break time cannot run concurrently with rest and meal periods

already provided to the employee, the break time will be unpaid, subject to applicable law.

For the convenience and privacy of nursing mothers, DCH will provide a private room. The

supervisor is responsible for locating a private room for the requesting employee. This location may

be the employee's private office, if applicable. DCH asks all employees who use a private room to be

considerate of others by adhering to the DCH Infection Control policy and reporting any maintenance

problems. DCH may not be able to provide additional break time if doing so would seriously disrupt

the hospital's operations, subject to applicable law. Please consult the Human Resources

Department if you have questions regarding this policy.

Employees should advise management if they need break time and an area for this purpose.

Employees will not be discriminated against or retaliated against for exercising their rights under this

policy.

3-4. Workers' Compensation

On-the-job injuries are covered by our workers' compensation insurance policy, which is provided at

no cost to the employee. If you are injured on the job in any way, you should report the incident

immediately to your supervisor and complete a work injury report. Failure to follow DCH procedures

may affect the ability of the employee to receive workers' compensation benefits.

It is the policy of the DCH Health System to return employees who are off work due to a work-related

injury or illness to work as soon as possible. When an employee is released by a physician to return

to work with any type of restrictions, DCH will make every effort to place the employee in a

temporary position which will accommodate such restrictions.

This is solely a monetary benefit and not a leave of absence entitlement. Employees who need to

miss work due to a workplace injury must also request a formal leave of absence. See the Leave of

Absence sections of this handbook for more information.

3-5. Jury Duty and Court Appearances

DCH Health System realizes that it is the obligation of all U.S. citizens to serve on a jury when

summoned to do so. All employees will be allowed time off to perform such civic service as required

by law. Employees are expected, however, to provide proper notice of a request to perform jury duty

and verification of their service.

Employees also are expected to keep management informed of the expected length of jury duty

service and to report to work for the major portion of the day if excused by the court. However, if

such dismissal occurs after 2:00 p.m., the employee need not report to work until the next regularly-

scheduled shift that begins on a day after the day of dismissal from jury duty.

Employees on jury duty leave will be paid for their jury duty service in accordance with state law and

DCH policy; however, exempt employees will be paid their full salary for any week in which time is

missed due to jury duty if work is performed for DCH during such week.

Time spent in court as a representative of DCH will be compensable time. If an employee is required

to testify on matters not involving employment with DCH, the employee will be excused from

work without pay and be required to use available PTO/CTO to cover such absences.

3-6. Bereavement Leave

We know the death of a family member is a time when employees wish to be with their families.

DCH Health System offers paid bereavement leave to PTO/CTO eligible employees to provide time

off for the loss of an immediate family member. For the purposes of this policy, an immediate family

member includes a father, mother, spouse, brother, sister, child, father-in-law, mother-in-law,

grandparents, grandchildren, legal guardian of the employee, step children, step parents and step

siblings.

Employees may be granted up to a maximum of three scheduled work days as needed.

Bereavement leave may be granted within 14 days of the loss of the employee's immediate family

member to attend to associated needs.

3-7. Voting Leave

Alabama law requires that upon reasonable notice by the employee, the employer must allow up to

one hour of excused absence to enable the employee to vote in any local, state, or federal election

or party primary. This provision would not apply, however, if the polls open at least two hours before

the employee starts work or close at least one hour after the employee ends work. The employer

does not have to give the employee time off in this case. When an employee is excused from work to

vote, the supervisor may specify the time that absence will be allowed. The employee will be

required to clock out when leaving work and clock in when returning if non-exempt.

3-8. Insurance Programs

Full-time and part-time employees are eligible to participate in DCH's insurance programs as

required by law. Under these plans, eligible employees will receive comprehensive health and other

insurance coverage including dental, vision, cancer, and life, for themselves and their families.

In compliance with ACA guidelines, employees who average thirty (30) hours of work per week over

a calendar year, are eligible for medical insurance for themselves and dependent children for a

stability period of one year. Eligibility is verified annually.

Please refer to the Monitor intranet for more details regarding these plans. Assistance is also avai

lable through DCH Human Resources.

3-9. Long-Term Disability Benefits

We offer basic and optional long-term disability insurance to help replace a portion of your income if

you become disabled. DCH provides basic LTD insurance at no cost to you.

You pay the full cost of

any optional LTD coverage. Your basic LTD coverage would replace up to 40% of your basic

earnings, up to a maximum monthly benefit of $7,000.

Benefit eligible employees are also eligible

to elect an additional 20% income replace for a combined 60% basic income replacement up to a

maximum monthly benefit of $10,500.

This is solely a monetary benefit and not a leave of absence. Employees who will be out of work

must also request a formal leave of absence. See the Leaves of Absence sections of this handbook

for more information.

3-10. Short -Term Disability Benefits

DCH Health System offers short term disability benefits to employees who are eligible for DCH

benefits. DCH gives you the option to purchase short-term disability coverage that will replace 60%

of your base earnings, up to a maximum benefit of $2,000 per week, if you are disable due to an

illness or injury that is not work-related. Base earnings are defined as your hourly rate of pay

multiplied by the hours associated with the FTE (full-time equivalent).

Base earnings do not include

overtime pay or shift differential.

This is not a leave of absence provision. Employees who will be out of work must request a leave of

absence. See the Leave of Absence sections of this handbook for more information. Employees will

be required to submit medical certification as requested by DCH Health System. Required medical

certification under this policy may differ from the medical certification required for any leave of

absence requested.

3-11. Employee Assistance Program

DCH offers employee assistance through River Oaks EAP to all employees and their dependent

s, regardless of FTE classification. The program offers free assessment, shortterm counseling

and referral services to help you cope with personal problems, including but not limited to

marital/relationship issues, emotional issues, substance abuse, and financial issues.

Your right to privacy is protected within state and federal guidelines.

There is no out -of- pocket cost or insurance deductible for services provided by the EAP to

employees and their covered dependents. EAP resources are also available on the Monitor

intranet.

3-12. Retirement Plan

DCH offers a Two-Part Retirement Program - the DCH Healthcare Authority Pension Plan and

Fayette Medical Center Pension Plan as well as the DCH and Fayette Supplemental Retirement

Plan or 403(B) plan. Both plans are administered by Transamerica Retirement Solutions.

DCH Healthcare Authority or Fayette Medical Center Pension Plan

You automatically become a plan participant in the pension plan when you are first eligible, generally

once you are age 21 and have worked 1,000 hours in a calendar year. The pension plan is fully

funded by DCH. To be vested in the DCH plan, you must work at least 1,000 hours for five calendar

years with DCH. If you leave DCH once you are vested, you will be eligible for a pension benefit at

normal retirement age. Please refer to the DCH Pension Plan Summary for more information.

DCH or Fayette Supplemental Retirement Plan or 403B

Unlike the DCH or Fayette pension plans, to participate in the Supplemental Retirement Plan (403B)

you must enroll. A Transamerica representative is available several times a month. Once you are 21

years or age and work at least 1,000 hours per calendar year, you are eligible for the DCH

discretionary match of $.50 on each $1 that you have contributed, up to 6% of your salary

earnings. This account is subject to the maximum contribution determined by the IRS. Please refer to

the DCH Summary Plan Description located on the Monitor intranet.

3-13. Holidays

DCH recognizes the following holidays:

New Year's Day

Memorial Day

Independence Day

Labor Day

Thanksgiving Day

Christmas Day

In the event the holiday falls on Saturday, DCH will recognize the holiday the preceding Friday; if the

holiday falls on Sunday, the holiday will be recognized on Monday.

An employee who would like to take time off on DCH-recognized holidays must submit the request

to his supervisor. The employee will use available paid time off (PTO/CTO) for payment.

3-14. Continuation of Health Insurance Benefits

The Consolidated Omnibus Budget Reconciliation Act ("COBRA") contains provisions for all

employees, except those who have been terminated for gross misconduct, to be eligible for

continued medical care, under the DCH heath, dental, vision insurance and medical spending

account at the employee's own cost, following employment termination pursuant to the Consolidated

Omnibus Budget Reconciliation Act ("COBRA"). COBRA continued benefits also are available in

other circumstances such as during military leave and certain leave situations. For more detailed

information, please contact the Human Resources Department.

Section 4 - Leaves of Absence

4-1. Hospital Medical Leave

DCH Health System may provide up to 12 weeks of unpaid, unprotected medical leave during a 12-

month period for the following:

Serious health condition of the employee (whether caused on or off the job),

Serious health condition of a qualifying family member, or

Pregnancy of the employee.

An eligible employee who does not meet the Family and Medical Leave Act (FMLA) eligibility

requirements for personal or family care medical leave and who must be absent from work for a full

pay period or greater may apply for Hospital Medical Leave.

If your FML has been exhausted and you are unable to return to work due to your own serious health

condition or a qualifying family member's serious health condition, you may apply for HML. The

combination of FML and HML should not exceed a total of 24 weeks (12 weeks FMLA and 12 weeks

HML).

DCH will consider additional unpaid leave as a reasonable accommodation under the Americans

with Disabilities Act (ADA). A DCH employee with a workers' compensation injury or illness may be

granted additional time.

An employee on an approved HML is not guaranteed job protection. The determination of whether to

hold an employee's position open will be made on a case-by-case basis based on a business

rationale.

4-2. Military Leave (ML) USERRA

DCH Health System offers military leave of absence in accordance with the Uniformed Services

Employment and Reemployment Rights Act of 1994 (USERRA) for employees who perform active

service or reserve duty with U.S. Armed Forces, including Reserve and National Guard components.

When the employee is ready to return to work from ML, he or she will be restored to the job status,

seniority rights and benefits he or she would have attained if he or she had not been absent due to

ML in accordance with USERRA.

Upon readiness to return from ML, the employee is guaranteed his former position or one of similar

status if the employee:

has not exceeded the five-year service limitations under USERRA;

has not received a dishonorable, bad-conduct, or other than honorable discharge or been

dropped from the rolls of the relevant armed force;

applies for reinstatement within the guideline established by USERRA regulations;

is qualified to perform the duties of the same, or comparable, position (DCH will make

reasonable efforts to help the employee become qualified to perform the duties of the position

in question).

If the employee is disabled during service, reasonable accommodations may be made to assist the

employee in performing the essential functions of the same or comparable job.

DCH will allow up to 168 military leave hours each calendar year to be paid for scheduled work days

when the employee must be absent from work to attend weekend drill, annual field training, or

additional duty training.

Military Caregiver Leave

: A covered employer must grant an eligible employee who is a spouse,

son, daughter, parent, or next of kin of a covered service member with a serious injury or illness up

to a total of 26 workweeks of unpaid leave during a "single 12-month period" to care for the service

member. A covered service member is a current member of the Armed Forces, including a member

of the National Guard or Reserves, who is undergoing medical treatment, recuperation, or therapy; is

otherwise in outpatient status; or is otherwise on the temporary disability retired list for a serious

injury or illness. A serious injury or illness is one that was incurred by a service member in the line of

duty on active duty. The "single 12-month period" for leave to care for a covered service member

with a serious injury or illness begins on the first day the employee takes leave for this reason and

ends 12 months after that date, regardless of the 12-month period established by the employer for

other types of FMLA leave.

An eligible employee is limited to a combined total of 26 workweeks of leave for any FMLA-

qualifying reason during the "single 12-month period." Only 12 of the 26 weeks total may be for a

"qualifying exigency" (discussed below) or for an FMLA qualifying reason other than to care for a

covered service member.

The 2010 Defense Authorization Act amended the FMLA to extend Military Caregiver Leave

provisions to family members of veterans for up to five years after the service member leaves the

military.

Qualifying Exigency Leave

: A covered employer must grant an eligible employee up to a total of 12

workweeks of unpaid leave during the normal 12-month period established by the employer for

FMLA leave for "qualifying exigencies" arising out of the fact that the employee's spouse, son,

daughter, or parent is a member of the Reserves or National Guard on active duty, or has been

notified of an impending call or order to active duty.

Qualifying exigencies include:

Issues arising from a covered military member's short-notice deployment (i.e., deployment on

seven or less days of notice) for a period of seven calendar days from the date of notification;

Military events and related activities, such as official ceremonies, programs, or events

sponsored by the military, and family support or assistance programs and informational

briefings sponsored or promoted by the military, military service organizations, or the

American Red Cross that are related to the active duty or call to active duty status of a

covered military member;

Certain childcare and school activities arising from the active duty or call to active duty status

of a covered military member, such as arranging for alternative childcare, providing childcare

on a non-routine, urgent, immediate need basis, enrolling in or transferring a child to a new

school or daycare facility, and attending certain meetings at a school or a daycare facility;

Making or updating financial and legal arrangements to address a covered military member's

absence;

Attending counseling for oneself, the covered military member, or the child of the covered

military member, provided that the need for counseling arises from the active duty or call to

active duty status of the covered military member;

Taking up to five days of leave to spend time with a covered military member who is on short-

term temporary, rest and recuperation leave during deployment;

Attending to certain post-deployment activities, including attending arrival ceremonies,

reintegration briefings and events, and other official ceremonies or programs sponsored by the

military, for a period of 90 days following the termination of the covered military member's

active duty status, and addressing issues arising from the death of a covered military member;

Any other event that arises out of the covered military member's active duty or call to active

duty status, provided the employee and employer agree that the event is a qualifying

exigency.

The 2010 National Defense Authorization Act amended the FMLA to extend the Qualifying Exigency

Leave provisions to family of military members in the regular armed forces.

Prior to this act, Qualifying Exigency Leave was limited to family of Reserve and National Guard

members only.

More information is available on Military Caregiver Leave and Qualifying Exigency Leave from

Human Resources or the Employee Health representative.

4-3. Family and Medical Leave

DCH recognizes that an employee may need time away from work because of certain major life

events, such as becoming a parent; experiencing a serious health condition that causes incapacity

or requires continuing treatment; caring for a family member who has a serious health condition or

a service member with a serious injury or illness; or needing time with a family member called up

for or on active duty in the armed forces. To balance these needs with DCH's need to have

employees available to work, DCH has established the following Family and Medical Leave Policy

in accordance with the Family and Medical Leave Act of 1993 (FMLA), as amended. This policy

summarizes employees' rights and responsibilities for Family and Medical Leave.

Employee Eligibility

An employee eligible for FMLA leave can take up to 12 weeks of unpaid leave during a rolling 12-

month period, measured backward from the first day of each FMLA leave ("the 12-month leave

year"). Additionally, for military caregiver leave under the FMLA, an eligible employee can take up

to 26 weeks of unpaid FMLA leave during a single 12-month period that begins on the first day of

military caregiver leave.

To be eligible for FMLA leave, an employee must satisfy three conditions:

Report to a facility that employs 50 or more employees or is located within a 75-mile radius of

other DCH facilities that have a combined total of 50 or more employees;

Has been employed by DCH for at least 12 months; and

Has worked at least 1,250 hours in the 12 months before FMLA leave begins. When

determining whether this eligibility requirement has been met for an employee returning from

military obligations, the employee will be credited with hours of service that would have been

performed but for the period of military service.

Circumstances Qualifying for Leave

The following circumstances qualify for FMLA leave:

Parental leave related to a child's birth or placement for adoption or foster care and to care

for the child. Eligible employees may take up to 12 weeks of unpaid FMLA leave during the

12-month leave year to bond with and care for a newborn or a child placed with the employee

for adoption or foster care. This leave also covers activities related to an adoption or foster

placement, such as counseling sessions, court appearances, consultations with lawyers or

doctors, and/or travel. Spouses employed by DCH are entitled to a combined total of 12

weeks of leave for this purpose. The leave(s) must be completed within the first 12 months

after the child's birth or placement.

Medical leave for employee's own serious health condition . Eligible employees may take up

to 12 weeks of unpaid FMLA leave during the 12-month leave year if a serious health

condition leaves them unable to perform essential job functions. As defined by the FMLA, a

"serious health condition" includes any illness, injury, impairment, or physical or mental

condition that requires either inpatient care in a medical facility or continuing treatment by a

health care provider. These terms are construed by DCH in accordance with applicable

federal laws and regulations.

Family leave for a family member with a serious health condition. Eligible employees may take

up to 12 weeks of unpaid FMLA leave during the 12-month leave year to care for a spouse,

son, daughter or parent with a serious health condition, as defined above. A son or daughter

must be younger than age 18, unless incapable of self-care because of a mental or physical

disability. Spouses employed by DCH are entitled to a combined total of 12 weeks of family

leave to care for sick parents.

Military family leave for qualifying exigencies. As defined by the FMLA, "covered active duty"

includes any deployment of an armed service member to a foreign country and any

deployment of an armed service reservist to a foreign country under a call or order to active

duty. Eligible employees may take up to 12 weeks of FMLA leave during the 12-month leave

year for one or more of the following qualifying exigencies related to a spouse, son, daughter

or parent called to covered active duty as a member of the regular armed forces, the National

Guard, or the National Reserves:

. military events and related activities (including official activities sponsored by the

military, a military service organization or the American Red Cross and related to the

covered military member's active duty or call to active duty);

. childcare and school activities (including arranging alternative childcare, providing

child care on an urgent or immediate-need basis, enrolling or transferring a child to a

new school or daycare facility, or attending meetings with staff at a school or daycare

facility);

. financial and legal arrangements (including making these arrangements because of

a covered military member's absence due to active duty or a call to active duty status);

. counseling (for benefit of the employee, a covered military member or a child of a

covered military member if counseling is needed as a result of a covered military

member's active duty or call to active duty and is provided by someone other than a

health care provider);

. post-deployment activities (including attending arrival ceremonies and reintegration

briefings or addressing issues resulting from a covered military member's death during

active duty); and

. any other activities DCH and an employee agree constitute qualifying exigencies.

Military caregiver leave related to a service member's serious illness or injury Eligible

employees may take up to 26 weeks of FMLA leave during a single 12-month period

beginning on the first day of leave to care for a covered service member with a serious injury

or illness. Covered service members include a current member of the armed Forces, the

National Guard or Reserves and a veteran who is undergoing medical treatment,

recuperation, or therapy for a serious injury or illness if the veteran was a member of the

armed forces at any time during the period of five years preceding the date on which the

veteran undergoes that medical treatment, recuperation, or therapy.

For a current member of the armed forces, the National Guard or Reserves, a serious injury

or illness includes a qualifying illness or injury that was incurred on active duty or that existed

before the beginning of active duty and was aggravated by service in the Armed Forces. For

a veteran, a serious injury or illness includes a qualifying injury or illness that was incurred on

active duty (or existed before the beginning of active duty and was aggravated by service in

the Armed Forces) and that manifested itself before or after the member became a veteran.

To take this leave, an employee must be the service member's spouse, parent, son,

daughter or next of kin. An employee may not take more than one 26-week period of leave to

care for the same service member, unless it is for a different serious illness or injury. Military

caregiver leave, when combined with other FMLA-qualifying leave, may not exceed 26

weeks in a single 12-month period. Spouses employed by DCH are entitled to a combined

total of 26 weeks of family leave for this purpose.

Reduced-schedule or intermittent leave. When medically necessary to address an

employee's own serious health condition, to care for a family member with a serious health

condition, or to care for a service member with a serious illness or injury, an employee may

take FMLA leave intermittently or on a reduced-schedule basis. The employee must make

reasonable efforts to schedule medically necessary intermittent leave so it does not unduly

disrupt DCH's operations. An employee is also entitled to take reduced-schedule or

intermittent leave for qualifying exigencies when necessary. DCH may transfer an employee to

an alternative comparable position to accommodate intermittent or reduced-schedule leave

and business needs.

Substitution of Paid Benefits for Unpaid FMLA Leave

DCH requires the use of all appropriate accrued paid time off during the 12-, 16-, or 26-week FMLA

leave period, as long as the policy requirements for the paid time off are met. An employee may

receive short-term disability or workers' compensation benefits, if applicable, during FMLA leave.

DCH and the employee may agree to use paid leave to supplement disability or workers'

compensation benefits, if permitted by applicable state laws and plan provisions. Remaining FMLA

leave must be taken on an unpaid basis. An employee's total FMLA leave, paid or unpaid, may

not exceed 12 weeks, or 26 weeks to care for a service member with a serious illness or injury in

the applicable 12-month period.

Reinstatement After Leave

Unless an employee is a "key employee," DCH will reinstate the employee returning from FMLA

leave to the same or an equivalent position with equivalent benefits, pay, and other terms and

conditions of employment. However, employees returning from leave have no greater right to

reinstatement or other benefits and conditions of employment than if they had been working

continuously.

If, while on a family or medical leave of absence, the employee pursues other employment or self-

employment inconsistent with the stated need for time off, DCH will consider the employee to have

resigned from employment. DCH will not consider the use of FMLA leave as a negative factor in

any employment decision.

Notice and Certification Requirements

When an employee's need for FMLA leave is foreseeable, the employee must provide DCH with

30 days' advance written notice of the requested leave. Otherwise, the employee must provide as

much notice as possible - generally within one to two business days of realizing the need for

leave. The notice should be made in writing and state the reason for leave and the amount of time

requested. Whenever possible, employees should schedule medical treatments so as not to

unduly disrupt DCH's operations. To obtain FMLA leave, an employee needs to follow these basic

steps:

Inform the employee's manager and Human Resources of the requested leave;

Obtain a copy of an FMLA request form and the applicable FMLA certification form from

Human Resources. Return the FMLA request form and the FMLA certification form as soon as

possible to Human Resources;

Continue to communicate with supervisor and Human Resources about the progress of the

leave and return-to-work date, providing additional medical certifications or obtaining

additional medical evaluations as needed to justify the length of absence or as requested by

Human Resources.

Leave-Specific Obligations

Different notice obligations apply for different types of leave requests. Consistent with applicable

laws, DCH may ask for additional information to support requests for qualifying exigency or military

caregiver leave, including confirmation of family relationship.

An Employee's Own or a Family Member's Serious Health Condition

To qualify for an FMLA leave related to an employee's own or a family member's serious

health condition, an employee must provide a written certification issued by a health care

provider that includes the approximate date on which the serious health condition began, the

probable duration of the condition and the appropriate medical facts about the condition.

The information to include in the certification varies depending on the type and reason for

leave:

If the leave is for planned medical treatment and will be taken on an intermittent or reduced-

schedule basis, the certification must include expected dates of treatments (or at least the

frequency of treatments) and the duration of the course of treatments.

If the leave is to care for a family member, the certification must state that the employee is

needed to provide such care and estimate the amount of time needed for such care.

If the leave is due to the employee's own serious health condition, the certification must

identify which essential job functions the employee is unable to perform and indicate any other

work restrictions and their likely duration.

Qualifying Exigency Leave

If an employee is requesting "qualifying exigency" leave, the employee must submit a

certification showing that the spouse, son, daughter, parent or next of kin who is a covered

military member has been called to active duty or notified of an impending call or order to

active duty.

Military Caregiver Leave

If requesting military caregiver leave, an employee must provide the certification form

completed by one of the authorized health care providers identified on the form (for instance,

a provider affiliated with the Department of Veteran Affairs, Department of Defense, DOD

TRICARE, etc.).

DCH's Process for Evaluating Leave Requests

Human Resources will review and grant leave requests for qualifying reasons and for the period of

time certified, subject to the limits established by the FMLA or applicable state or local law. Failure

to provide adequate certification(s) will result in denial of the requested leave and may result in

other employment consequences if the employee's absence is not otherwise authorized.

DCH will notify the employee whether he or she is eligible for FMLA leave and whether the

requested leave is designated and will be counted as FMLA leave. DCH will advise an employee of

any certification found incomplete or insufficient and will state in writing what information is needed

to correct the problem. The employee will then have seven calendar days to provide a corrected

certification (unless this deadline is impracticable under the circumstances). After the employee

has had an opportunity to correct the certification, DCH may contact the health care provider for

clarification and/or authentication. Contact with the health care provider will be made only with the

employee's written authorization and will never be handled by the employee's direct supervisor.

An employee seeking additional FMLA leave for a previously certified condition must specifically

mention the need for FMLA leave or the previous condition for which FMLA leave was used.

Recertifications

DCH may require periodic recertification of a serious health condition and periodic reports during

the leave regarding an employee's status and intent to return to work. In addition, DCH may

request that the employee provide annual certifications for medical conditions lasting longer than a

leave year. Finally, DCH may require certification of an employee's ability to return to work at the

end of a leave.

Second or Third Medical Opinions

In some cases, DCH may require periodic status reports and/or second and third opinions. To

facilitate the process for a second or third opinion, an employee must authorize the release of

relevant medical information to the health care provider supplying a second or third opinion, if that

provider requests records related to the condition for which leave is sought. If the employee does

not comply, DCH may deny FMLA leave.

Benefits During Leave

During FMLA leave, a DCH employee will continue the same benefits received before leave

began. If the leave is running concurrently with paid leave, employee benefit contributions are

deducted from the employee's paycheck as usual. If the leave is unpaid, the employee is required

to submit all applicable employee contributions toward insurance premium payments via check

payable to DCH. Monthly payments will be due in full by the 10th of each month, and invoices will

not be sent. If an employee fails to pay required insurance premiums on time (within 30 days),

DCH may elect to pay the employee's premiums and later recover those amounts from the

employee. Alternatively, DCH may elect to terminate coverage. In some cases, DCH may recover

all premiums it paid for an employee's health coverage during leave if the employee fails to return

to work. To the extent required by law, all employee benefits will be unconditionally reinstated upon

the employee's return to work.

Other Employment

DCH may prohibit an employee from holding other employment during any leaves of absence,

including FML, if such other employment is determined to be inconsistent with the circumstances of

the leave granted by DCH. If an employee continues working for another employer after DCH has

determined that the other employment is inconsistent with approved DCH leave, accountability

actions, up to and including separation of employment, may result.

Non-Discrimination/Non-Retaliation Policy Statement

DCH will not: interfere with, restrain, or deny the exercise of any right provided under the FMLA;

discharge or discriminate against any person for opposing any practice made unlawful by the

FMLA; or discharge or discriminate against any person for his or her involvement in any proceeding

under or relating to the FMLA.

Conclusion

It is unlawful for any employer to interfere with, restrain or deny the exercise of any right provided

under the FMLA. In addition, employers cannot discharge or discriminate against any person for

opposing any practice made unlawful by the FMLA or for participating in any proceeding relating to

the FMLA. Employees who believe that their FMLA rights have been violated may file a complaint

with the Department of Labor or a private lawsuit in federal or state court. Questions relating to

leave entitlements and/or the status of employee benefits or compensation during approved leaves

should be directed to Human Resources. Exceptions to this policy will occur if necessary to comply

with applicable laws. All exceptions to this policy must be reviewed in advance and approved by

Human Resources.

Section 5 - General Standards of Conduct

5-1. Employee Accountability

DCH Health System endeavors to maintain a positive work environment. Each employee plays a role

in fostering this environment. Employee accountability ensures that performance standards

promote fairness, dignity, respect, and trust among employees that are consistent with our

commitment to equal opportunity; supports of DCH's mission, vision and values, and behavioral

standards; and establishes procedural guidelines for addressing employees at all levels who do not

meet expectations or who otherwise engage in misconduct.

Because everyone may not have the same idea about proper workplace conduct, it is helpful to

adopt and enforce rules all can follow. Unacceptable conduct may subject the offender to

accountability actions, up to and including separation of employment in DCH'S sole discretion. The

following are examples of some, but not all, conduct which can be considered unacceptable:

Reckless behavior, in the form of conscious disregard of a substantial and unjustifiable risk of

causing harm where remediation or reasonable adjustment is not applicable.

Brandishing of any type of weapon while on duty.

Threatening other individuals while on DCH property.

Significant neglect of job duties related to patient care.

Intentional sleeping while on duty (i.e., eyes closed, pillow, covered, etc.) to include hiding or

being intentionally discreet.

Fighting while on DCH property.

Theft of employee, patient or DCH property.

Reporting to work,while possessing or consuming of alcohol or any other drug (i.e. other

than those prescribed by a physician) while on property, in violation of the drug and alcohol

policy.

Molesting public, patients or staff.

10.

Falsifying time and attendance records including clocking in or out for anyone other than

yourself or changing a time record without authorization.

11.

Insubordination in the form of direct refusal to follow work instructions from supervisory staff.

12.

Conviction of a felony or offense which reflects in a negative manner upon the suitability for

continued employment.

13.

Abuse, destruction, or waste of DCH or other employee's property.

14.

Release of confidential information of patients, fellow employees or DCH Health System.

15.

Refusal to complete assigned schedule or walking off the job without approval of immediate

supervisor.

16.

Failure to report to work for three (3) successive scheduled days without notifying supervisor.

17.

Accessing or disclosing protected health information (PHI) without proper authorization, with

consideration given to the nature and extent of the incident as well as any previous

accountability actions.

18.

Violation of corporate compliance including interfering with any corporate compliance

investigation.

19.

Dishonesty including falsifying DCH records (i.e., including applications for employment, billing

audits, patient records, etc.).

20.

Receiving an accountability action during the twelve-(12) month period following a Final

Accountability Discussion.

21.

Any behavior that egregiously violates DCH values.

Obviously, not every type of misconduct can be listed. Note that all employees are employed at-will,

and DCH Health System reserves the right to impose whatever accountability action it chooses, or

none at all, in a particular instance. DCH will deal with each situation individually, and nothing in this

handbook should be construed as a promise of specific treatment in a given situation. However,

DCH Health System will endeavor to utilize employee accountability action but reserves the right, in

its sole discretion, to separate from an employee at any time for any reason.

The observance of these rules will help to ensure that our workplace remains a safe and desirable

place to work.

Speak Openly System (SOS)

An employee may use the SOS Program to voice concerns related to employee accountability

actions.

For more information, refer to the Speak Openly System Problem Resolution Program

located under HR forms and policies on the Monitor intranet.

5-2. Attendance and Punctuality

Employees are hired to perform important functions at DCH Health System. As with any group effort,

operating effectively takes cooperation and commitment from everyone. Therefore, attendance and

punctuality are very important. Unnecessary absences and lateness are expensive, disruptive and

place an unfair burden on fellow employees and supervisors. During regular working hours, you are

not to leave your assigned work area or the premises for personal reasons, without prior

authorization from your supervisor.

We expect excellent attendance from all employees. Excessive absenteeism or tardiness will result

in accountability actions, up to and including separation of employment.

We do recognize, however, there are times when absences and tardiness cannot be avoided. In

such cases, employees are expected to notify supervisors as early as possible, but no later than two

hours prior to the start of the shift. Asking another employee, friend or relative to give this notice is

improper and constitutes grounds for disciplinary action. You may not leave messages with

receptionists, administrative assistants, or fellow employees. If you are absent because of illness,

you should give your immediate supervisor a daily update of your status and when you expect to

return to work. Employees should call, stating the nature of the illness and its expected duration, for

every day of absenteeism.

Unreported absences of three (3) consecutive work days generally will be considered a voluntary

resignation of employment with DCH.

5-3. Use of Communications and Computer Systems

DCH Health System's communication and computer systems are intended primarily for business

purposes only. This includes the voicemail, email and internet systems. Users have no legitimate

expectation of privacy in regard to their use of the DCH Health System information technology

systems.

DCH Health System may review use of communication and computer systems. This may include

voicemail, email, and internet usage via DCH property. This may occur without notice to users when

DCH deems it appropriate to do so. The reasons for which DCH may review employees' use of DCH

property includes, but are not limited to: maintaining the system; preventing or investigating

allegations of system abuse or misuse; assuring compliance with software copyright laws; complying

with legal and regulatory requests for information; and ensuring that DCH operations continue

appropriately during an employee's absence.

DCH may store electronic communications for a period of time after the communication is created.

From time to time, copies of communications may be deleted.

DCH's policies in their entirety, state laws, and federal laws apply to the use of DCH's

communication and computer systems.

No employee may access, or attempt to obtain access to, DCH's computer systems without

appropriate authorization.

Violators of this policy may be subject to disciplinary action, up to and including termination of

employment.

5-4. Use of Social Media

DCH Health System respects the right of any employee to maintain a blog or web page or to

participate in social networking, such as Twitter, Facebook and LinkedIn. However, to protect DCH

interests and ensure employees focus on their job duties, employees must adhere to the following

rules:

You may not post on a blog or web page or participate on DCH social networking platform, such as

Twitter or similar site, during work time or at any time with DCH equipment or property.

All rules regarding confidential and proprietary business information apply in full to blogs, web pages

and social networking platforms such as Twitter, Facebook, LinkedIn or similar sites. Any information

that cannot be disclosed through a conversation, a note or an email also cannot be disclosed in a

blog, web page or social networking site.

It is important to keep in mind that as employees, we are DCH ambassadors to the community and

should represent DCH in a positive manner to our community. When using online media, be sure to

think about how you want others to perceive you and our organization.

Whether you are posting something on your own blog, web page, social networking, Twitter or

similar site or on someone else's, if you mention DCH and also express either a political opinion or

an opinion regarding DCH's actions that could pose an actual or potential conflict of interest with

DCH, the poster must include a disclaimer. You should specifically state that the opinion expressed

is your personal opinion and not DCH's position. This is necessary to preserve DCH'S goodwill in

the community.

Any conduct that is impermissible under the law if expressed in any other form or forum is

impermissible if expressed through a blog, web page, social networking, Twitter or similar site. For

example, posted material that is discriminatory, obscene, defamatory, libelous or violent is forbidden.

DCH's policies apply equally to employee social media use.

DCH Health System encourages all employees to keep in mind the speed and manner in which

information posted on a blog, web page, and/or social networking site is received and often

misunderstood by readers. Employees must use their best judgment. Employees with any questions

should review the guidelines above and/or consult with their manager. Failure to follow these

guidelines may result in discipline, up to and including discharge.

5-5. Cell Phones and Portable Electronic Devices

As a courtesy to patients' families, staff should avoid the use of cell phones and other

portable electronic devices in public hallways and on elevators.

Excessive, personal use of cell phones and other electronic portable devices during the workday can

interfere with patient care and be a distraction in the work environment. Personal cell phones and

other portable devices should be silenced and put away during working hours. While at work, staff

should limit the use of cell phones and other portable electronic devices to breaks, lunches, and

emergency situations only. When there are such emergencies, managers will grant the flexibility as

appropriate. Staff must advise friends and family of this policy.

DCH is not responsible for lost or stolen personal cell phones and other portable devices which are

brought into the workplace.

Depending on work responsibilities, some DCH staff members are authorized to use cell

phones and other portable devices for work-related activities. In these cases, staff must use

discretion to avoid interfering with patient care and/or being a distraction in the work environment

Staff are expected to use extreme caution and abide by state and local cell phone and texting laws

when driving a vehicle. Staff will be solely responsible for any charge in violation of state or local

laws related to cell phones and texting while on duty.

Staff are strictly prohibited from using cell phones and other portable electronic devices to access

DCH software applications, data and systems without the specific authorization from management

via the security access process. Any violation of this policy will result in accountability actions, up to

and including separation of employment.

5-6. Camera Phones/Recording Devices

DCH staff is responsible for safeguarding privacy and protected health information (PHI). PHI is inf

ormation that can be used to identify a patient, including but not limited to information about health

care treatment, the patient's name, the patient's room number, age, address, and/or Social

Security number. PHI is confidential and protected from access, use, or disclosure except to

authorized individuals requiring access for treatment, payment, and health care operations.

To protect confidentiality and patients' protected health information (PHI), staff are generally

prohibited from video recording, photographing, or audio recording any images or likenesses of

patients, patients' family members, or PHI. Staff is also generally prohibited from taking pictures in

patient care areas to ensure that no PHI is inadvertently captured in an image (such as a patient or

document in the background). Any video recording, photographing, or audio recording of any images

or likenesses of patients, patient family members, or PHI must adhere to DCH policies and

procedures. Failure to adhere to this expectation will be considered a violation of policy and will

result in accountability actions, up to and including separation of employment.

For more details on recording and photography, please refer to the following DCH policies and

procedures:

HIPAABridge Secure Texting Policy and Procedure

Video Recording/Photography/Audio Recording, and Other Imaging of Patients.

During work-related events (such as department meetings, celebrations, picnics, service awards

, etc.), management may authorize the use of cameras. In these cases, staff members are

responsible for ensuring the pictures or videos do not contain any images of patients, patient

family members, protected health information or any DCH documents which are present in the

workplace.

5-7. Employee Search

DCH Health System reserves the right to require employees while on DCH property, or on client

property, to agree to the inspection of their persons, personal possessions and property, personal

vehicles parked on DCH or client property, and work areas. This includes lockers, vehicles, desks,

cabinets, work stations, packages, handbags, briefcases and other personal possessions or places

of concealment, as well as personal mail sent to DCH or to its clients. Employees are expected to

cooperate in the conduct of any search or inspection.

5-8. Tobacco-Free

As a health care provider, DCH Health System believes a tobacco-free environment is an essential

component to promoting health and safety for our patients, visitors, and staff. The use of tobacco

products within a DCH facility or on the grounds of a DCH facility campus is in direct conflict with our

commitment to a healthy environment and promotion of a healthy lifestyle.

The sale or use of tobacco by any person is prohibited in or on all DCH Health System owned or

leased buildings, grounds, parking lots, decks, ramps, plazas, owned or leased vehicles and

sidewalks adjacent to DCH properties. It is the responsibility of every employee of DCH Health

System to support and fully comply with the tobacco-free policy. Compliance with this policy is

expected, and employees who violate this policy will be subject to current disciplinary procedures

under the Progressive Discipline Policy. Medical staff members who violate this policy will be subject

to the disciplinary process under the Medical Staff By-laws and Rules and Regulations. Policy

variance may be allowed for residents in the Fayette Long Term Care Facility.

If an employee uses tobacco products, the employee must leave DCH property. In accordance with

policy, a non-exempt employee is required to clock out when leaving DCH property, unless the

employee is on DCH business. This time will be uninterrupted and unpaid, and it must be for a

minimum of 30 minutes. DCH employees are not allowed to use tobacco products during paid time.

5-9. Personal Visits and Telephone Calls

Disruptions during work time can lead to errors and delays. While at work, we ask that personal

telephone calls be kept to a minimum, and only be made or received during break, lunch, or

emergency situations.

For the safety and protection of our employees, their families, patients and visitors, DCH Health

System does not permit employees to bring family members who are not DCH employees to work

with them. This policy applies to employees during work time, including meetings, training sessions

and any forms of work activity. If a family member is approved by DCH to function in a non-employee

role, such as a volunteer, intern, or temporary employee, the non-employee placement and

assignment is determined by the appropriate manager.

5-10. Solicitation and Distribution

Solicitation is generally verbal communication, other than for DCH business purposes, aimed at

gaining support for a cause. Examples may include asking employees:

to purchase products

to support a political cause

to join an organization.

Distribution refers to nonverbal dissemination of information, other than for DCH business purposes.

Examples may include:

written or electronic mail

written materials such as leaflets or brochures

invitations to meetings or events

product samples.

Distribution does not include routine access for service or delivery representatives.

Employees may not participate in solicitation or distribution during work time or in work areas. Work

time excludes breaks, lunches, pre-and post-shift periods, or any other specified periods during the

shift when employees are not engaged in performing their work responsibilities. Work areas

exclude break rooms, employee lounges, parking lots, and any public areas that are not designated

fo work activities.

Solicitation of employees and distributing information to employees by employees in non-work

areas during non-work time must cease immediately if an employee indicates not being

interested.

Personal or departmental solicitation of donations from vendors is prohibited unless approved by

DCH Administration.

Employees must comply with the DCH Email Policy.

Non-employees, businesses, organizations, and agencies are strictly prohibited from distributing,

advertising, or posting notices through DCH communication avenues.

5-11. Other Communication Avenues

DCH utilizes multiple communication avenues including the Monitor intranet, bulletin boards,

voicemail and email systems to communicate information to employees and non-employees.

Consistent with the Email Policy, these communication avenues are for the dissemination of DCH

information and notices required by law, and are not to be used for solicitation or distribution, with

the exception of offers approved for Employee Discounts. Postings are not allowed on walls and

elevators, etc.

There are a variety of bulletin boards found in DCH facilities, some of which are available for

employee use. Bulletin boards in employee-only break rooms and locker areas are available for

employee use. The bulletin boards can be used to post notices from management, thank-you notes,

and invitations to employee celebrations. These boards cannot be used for solicitation and

distribution.

There are bulletin boards in some areas containing patient and visitor information and notices.

Employees are not allowed to post items on these bulletin boards.

Employees may request to use the online classified system on the Monitor intranet to post

employee-owned items for sale, such as cars, electronics, and homes for sale or rent. Non-

employees, businesses, organizations, and agencies are strictly prohibited from distribution,

advertising, or posting notices through DCH communication avenues, with the exception of

offers approved for Employee Discounts.

5-12. Confidentiality and Protected Health Information

DCH staff members are responsible for safeguarding privacy and protected health information

(PHI). PHI is information that can be used to identify a patient including but not limited to informati

on about health

care treatment, the patient's name, the patient's room number, age, address, and/or Social

Security number. PHI is confidential and protected from access, use, or disclosure except to

authorized individuals requiring access for treatment, payment, and health care operations.

During the course of work, you may become aware of confidential information about DCH Health

System, including but not limited to protected health information. Any employee who improperly

copies, removes (whether physically or electronically), uses or discloses confidential information to

anyone outside of DCH may be subject to accountability actions up to and including separation of

employment. Employees are required to sign agreements reiterating these obligations.

5-13. Conflict of Interest

It is DCH Health System's policy that all employees avoid any conflict between their personal

interests and those of DCH. The purpose of this policy is to ensure that DCH's honesty and integrity,

and therefore its reputation, are not compromised. The fundamental principle guiding this policy is

that no employee should have, or appear to have, personal interests or relationships that actually or

potentially conflict with the best interests of DCH.

It is your responsibility to report any actual or potential conflict that may exist between you (and your

immediate family) and DCH.

When a DCH Health System employee or employee family member engages in any activity or

interest that may be in violation of Conflict of Interest Policy, the employee must disclose that activity,

or contemplated activity by completing a Conflict of Interest Reporting and Disclosure Form. The

completed form should be given to the employees' department manager for processing.

For additional information, please refer to the Conflict of Interest Policy.

5-14. Use of Facilities, Equipment and Property, Including Intellectual Property

Equipment essential in accomplishing job duties is often expensive and may be difficult to replace.

When using property, employees are expected to exercise care, perform required maintenance, and

follow all operating instructions, safety standards and guidelines.

Employees should notify their supervisor if any equipment, machines, or tools appear to be

damaged, defective, or in need of repair. Prompt reporting of loss, damages, defects, and the need

for repairs could prevent deterioration of equipment and possible injury to employees or others. The

supervisor can answer any questions about an employee's responsibility for maintenance and care

of equipment used on the job.

Employees also are prohibited from any unauthorized use of DCH's intellectual property, such as

audio and video tapes, print materials and software.

Improper, careless, negligent, destructive, or unsafe use or operation of equipment can result in

discipline, up to and including termination of employment.

Further, DCH is not responsible for any damage to an employee's personal belongings unless the

employee's Supervisor provided advance approval for the employee to bring the personal property to

work.

5-15. Health and Safety

The health and safety of employees and others on DCH property are of critical concern to DCH

Health System. DCH intends to comply with all health and safety laws applicable to our business. To

this end, we must rely upon employees to ensure that work areas are kept safe and free of

hazardous conditions. Employees are required to be conscientious about workplace safety, including

proper operating methods, and recognize dangerous conditions or hazards. Any unsafe conditions or

potential hazards should be reported to management immediately, even if the problem appears to be

corrected. Any suspicion of a concealed danger present on the DCH'S premises, or in a product,

facility, piece of equipment, process or business practice for which DCH is responsible should be

brought to the attention of management immediately.

Periodically, DCH may issue rules and guidelines governing workplace safety and health. DCH may

also issue rules and guidelines regarding the handling and disposal of hazardous substances and

waste. All employees should familiarize themselves with these rules and guidelines, as strict

compliance will be expected.

Any workplace injury, accident, or illness must be reported to the employee's supervisor as soon as

possible, regardless of the severity of the injury or accident.

5-16. Employment of Relatives

A familial relationship among employees can create an actual or at least a potential conflict of

interest in the employment setting, especially where one relative supervises another relative. To

avoid this problem, DCH Health System may refuse to hire or place a relative in a position where the

potential for favoritism or conflict exists.

In other cases, such as personal and/or romantic relationships where a conflict or the potential for

conflict arises, even if there is no supervisory relationship involved, the parties may be separated by

reassignment or discharged from employment, at the discretion of DCH. Accordingly, all parties to

any type of intimate personal relationship must inform management.

If two employees marry, become related, or enter into an intimate relationship, they may not remain

in a reporting relationship or in positions where one individual may affect the compensation or other

terms or conditions of employment of the other individual. DCH generally will attempt to identify other

available positions, but if no alternate position is available, DCH retains the right to decide which

employee will remain with DCH.

For the purposes of this policy, a close relative is defined as father, mother, spouse, brother, sister,

child, father-in-law, mother-in-law, grandparent, grandchild or legal guardian of the employee. At

DCH's discretion, brothers- and sisters-in-law and step relationships, similar to those listed above

also may be considered close relatives.

5-17. Employee Dress and Personal Appearance

You are expected to report to work well groomed, clean, and dressed according to the requirements

of your position. By the nature of our operation, most employees are expected to wear uniforms.

Please contact your supervisor for specific information regarding acceptable attire for your position

DCH will provide you with an identification badge which is required to be worn at all times while on

duty. Identification badges are to be worn at or above the mid-chest, with the picture and name

displayed properly. Your badge is used to record clockings for time and attendance, entry to

secured areas, etc. If your badge is lost or stolen, it is your responsibility to report to Human

Resources as soon as possible to have another badge reissued. A fee will be charged for

replacement badges.

Many of our visitors, co-workers, volunteers, and physicians have allergies and other health

concerns that may be aggravated by strong odors or fragrances. For this reason, fragrances are not

allowed such as smoke odor, tobacco residue, aftershave, cologne, perfume, scented lotions or

scented makeup. It is not our intent to discourage use of deodorant, hair care or other personal

hygiene products.

If you report to work dressed or groomed inappropriately, you may be prevented from working until

you return to work well groomed and wearing the proper attire.

5-18. Publicity/Statements to the Media

All media inquiries regarding the position of

DCH as to any issues must be referred to the

vice president of Marketing/Communication. Only the vice president of Marketing/Communication

is authorized to make or approve public statements on behalf of DCH. No employees, unless

specifically designated by the corporate director of Marketing/Communication, are authorized to

make those statements on behalf of DCH. Any employee wishing to write and/or publish an article,

paper, or other publication on behalf of DCH must first obtain approval from the vice president of

Marketing/Communication.

5-19. Operation of Vehicles

All employees authorized to drive DCH-owned or leased vehicles or personal vehicles in conducting

DCH business must possess a current, valid driver's license and an acceptable driving record. Any

change in license status or driving record must be reported to management immediately.

An employee must have a valid driver's license in his or her possession while operating a vehicle off

or on DCH property. It is the responsibility of every employee to drive safely and obey all traffic,

vehicle safety, and parking laws or regulations. Drivers must demonstrate safe driving habits at all

times.

DCH-owned or leased vehicles may be used only as authorized by management.

Staff are expected to use extreme caution and abide by state and local cell phone and texting laws

when driving a vehicle. Staff will be solely responsible for any charge in violation of state or local

laws related to cell phones and texting while on duty.

5-20. Business Expense Reimbursement

Employees will be reimbursed for reasonable approved expenses incurred in the course of business.

These expenses must be approved by the employee's supervisor and may include air travel, hotels,

motels, meals, cab fare, rental vehicles, or gas and car mileage for personal vehicles. All expenses

incurred should be submitted to Finance, along with the receipts, in a timely manner.

You are expected to exercise restraint and good judgment when incurring expenses. You should

contact your supervisor in advance if you have any questions about whether an expense will be

reimbursed.

5-21. DCH Values and Behaviors

DCH Values

The DCH Values are represented by the acronym CARE.

We are

ompassionate.

We are

ccountable.

We are

espectful.

We are

ngaged.

Values Supported by Behaviors

I will greet all with a smile, make eye contact and use a friendly tone of voice.

I will introduce myself.

I will ask how I may help.

I will keep all informed.

I will take the time to listen actively.

I will respect the modesty and privacy of others.

I will escort those who appear to need directions or find someone who can assist.

I will ask if there is anything else I can do.

I will avoid using personal technology in hallways or elevators.

10.

I will thank guests for choosing DCH.

11.

I will pick up litter.

5-22. Parking

Parking for employees is available in areas that are not designated for another purpose. In any such

area, white lines designate parking spaces. Employee parking is not allowed in the following ares:

Areas adjacent to a yellow curb or similar markings

Areas marked with signage as prohibited or restricted to a particular purpose

Areas designated as handicapped, unless employee has a handicapped parking permit

Parking decks reserved for patient and visitor parking Monday-Friday, 8 a.m. to 3 p.m. unless

specifically authorized.

Employees found to be in violation of the parking policy are subject to disciplinary action. The police

department or the municipal parking authority will issue citations for fire lane and handicapped

parking violations. As such, DCH has no authority to alter such citations.

5-23. Employee Arrest Notification

If an employee is arrested and charged with a criminal offense, other than a minor traffic violation,

the employee must notify his/her director within two (2) business days of the charge. If a director or

above is arrested and charged with a criminal offense, the director or above must notify the

appropriate leader and the vice president of Human Resources within two (2) business days of the

charge. The employee who has been charged must also submit a copy of the criminal charge

paperwork to Human Resources within seven (7) calendar days of the charge.

Human Resources will review the charge and determine whether the facts and circumstances of the

individual's conviction have a substantial relationship to the duties and responsibilities of the job

and/or DCH Health System. If the individual is allowed to remain employed and is later convicted, a

determination will be made by Human Resources as to whether he severity of the criminal offenses

merits further attention, up to and including termination of employment.

The results of reviews and the final determination will be strictly confidential and will be released only

on a need-to-know basis upon the express authority of the vice president of Human Resources.

5-24. Severe Weather

Severe weather practices will be automatically implemented any time the National Weather Service

issues a winter weather advisory or higher category winter weather notification or a tropical storm

watch, hurricane watch, or higher category of such type of weather notification, effective anywhere in

the counties of Tuscaloosa, Pickens, Greene, Sumter, Lamar, Marion, Fayette, Bibb, Hale, Perry,

Marengo, Jefferson and Walker. In the case of flood or tornado damage which impedes the normal

flow of traffic, the policy will be implemented by the administrator on call (AOC) or incident

commander (IC). Additionally, the AOC may implement the policy at his/her discretion.

Under no circumstances will any service provided by DCH to its patients be closed or suspended

without prior proper approval.

Employees at work during times of severe weather are expected to remain at work until their relief

arrives. Employees will be paid for such work hours. Employees will be allowed to leave work for up

to an hour during the day and evening shift to pick up children and return to work. Employees will be

paid for severe weather time-off in accordance with DCH policy, state law and federal law.

5-25. Staff Rights

If a specific aspect of patient care or treatment puts you in conflict because of a cultural or religious

belief, you may notify your supervisor in advance. If a resolution to the conflict is not reached, the

issue will be referred to the division vice president/assistant administrator or the administrator.

Please see the Staff Rights Policy for additional information.

5-26. Cultural Sensitivity and Diversity

Cultural sensitivity, understanding the needs and emotions of your own culture and the culture of

others, and diversity mean something different to each and every person. The changing

demographics and economics of our growing multicultural world and the longstanding differences in

the health status of people from culturally diverse backgrounds have challenged health care

providers and organizations to consider cultural diversity as a priority. However, health care

providers must realize that addressing cultural diversity goes beyond knowing the values, beliefs,

practices and customs of African Americans, Asians, Hispanics/Latinos, Native Americans/Alaskan,

and Pacific Islanders. In addition to racial classification and national origin, there are many other

face's of cultural diversity. Religious affiliation, language, physical size, gender, sexual orientation,

age, disability (both physical and mental), political orientation, socio-economic status, occupational

status and geographical location are but a few of the face's of diversity.

Culture is an integrated pattern of human behavior that includes thoughts, communications,

languages, practices, beliefs, values, customs, courtesies, manners of interacting, roles,

relationships and expected behaviors of a racial, ethnic, religious or social group.

At DCH, we expect all employees to be sensitive to our diverse population in providing their health

care needs.

5-27. Patient Abuse

It is the policy of DCH Health System that all patients are to be treated with respect and dignity at all

times and under all circumstances. Mistreatment or abuse of patients will not be tolerated. "Abuse"

is any discourteous treatment or mistreatment of a patient, whether physical or verbal, and includes

disregard for patient safety or patient care practices that might cause injury or illness. Behavior may

be abusive whether or not it results in physical or mental injury. Because DCH, the patients and the

patients' families have entrusted us to safeguard the well-being of the patient, "abuse" also

includes any behavior which takes advantage of the caregiver's position of trust.

It is the responsibility of every employee, medical staff, volunteer and other individuals who provide

care, treatment and services of DCH to report immediately any instances or suspected instances of

patient abuse, safety or quality of care concerns to their immediate supervisor, vice-

president/assistant administrator of Patient Care Services, facility administrator or may be reported

to The Joint Commission (1-800-994-6610 or email comp[email protected]).

A prompt investigation will be made on any such report. DCH will take no disciplinary or punitive

action against employees, physicians, or other individuals who provide care, treatment, and services

when they report safety or quality of care concerns.

During an investigation, the individual may be placed on unpaid administrative leave. After the

investigation, any employee suspected of abusing a patient is subject to immediate discharge. Any

employee that who fails to report an incident or suspected incident of abuse may be subject to

discipline, up to and including immediate discharge. Local authorities and licensing agencies will be

notified as appropriate, and criminal charges may be filed against any person suspected of abuse.

5-28. Patient Concerns

Some of the most important people in the Health System are the patients. Patient concerns brought

by or on behalf of a patient regarding the care of the patient or the patient's property should be

directed to the following individuals in the following order. The concern should start with Step One

and taken to the next level when a satisfactory resolution cannot be achieved.

Step One: Direct caregiver

Step Two: Direct caregiver's manager or supervisor

Step Three: Department or divisional director

Step Four: Vice president

Step Five: Administrator

Patient representatives are available at any step during the process to assist with patient concern

resolution. In instances of a sentinel event, staff may be referred to the EAP for support and

counseling.

If a patient is unable to resolve any concerns about patient care or safety through the above process,

he/she or his/her representative may contact The Joint Commission (JC). The JC Office of Quality

Monitoring may be contacted by either calling 1-800-994-6610 or emailing

complaint@jointcommission.org.

If at any step it becomes apparent that the concern will be escalated to the next step, the individual

referring the concern to the next step should inform the individual to whom the concern is being

referred.

5-29. References

DCH will only provide confirmation of a former employee's job title and dates of service in response

to requests for employment references, except for information required for unemployment claims.

Job references must come from Human Resources.

5-30. If You Must Leave Us

If you must leave DCH we ask that you submit a notice of resignation. The following provides the

required resignation notice period for each position type:

Four (4) weeks in advance

Management

Physical Therapist, Occupational Therapist, Speech Therapist

Pharmacist

Histologist/Cytotechnologist

CRNP

CRNA

Exempt position

Two (2) weeks in advance

Non-exempt position not listed above

Clerical

Medical Technologist

ARRT

Athletic Trainer

Respiratory Therapist

Thoughtfulness will be appreciated. All DCH property including, but not limited to, keys, security

cards, parking passes, laptop computers, fax machines, uniforms, etc., must be returned at

separation. Employees also must return all of DCH's confidential information upon separation. As

noted previously, all employees are employed at-will and nothing in this handbook changes that

status.

5-31. A Few Closing Words

This handbook is intended to give employees a broad summary of things they should know about

DCH Health System. The information in this handbook is general in nature and, should questions

arise, any member of management should be consulted for complete details. While we intend to

continue the policies, rules and benefits described in this handbook, DCH Health System, in its sole

discretion, may always amend, add to, delete from or modify the provisions of this handbook and/or

change its interpretation of any provision set forth in this handbook. Employees should not hesitate

to speak to management if they have any questions about DCH or its personnel policies and

practices.

Section 6 - Corporate Compliance

6-1. Purpose and Authority

Purpose

DCH Health System is dedicated to adhering to the highest ethical standards and is firmly committed

to conducting business with integrity by complying with both the letter and spirit of the law. The DCH

Compliance Program is part of the fabric of the organization, which embodies and furthers our

commitment to the DCH Vision of inspiring the respect and trust of our community and reaching the

top 10 percent of our class in all measures.

Authority

The DCH Health System board of directors has assigned oversight of the Corporate Compliance

Program to the Audit and Corporate Compliance Committee of the board. In addition, the board has

appointed a corporate director of Internal Audit and Compliance to manage and lead day-to-day

activities of the Corporate Compliance Program. This individual reports administratively to the chief

executive officer and functionally to the Chairman of the Audit and Corporate Compliance Committee

of the board or the full board in appropriate circumstances. The corporate director of Internal Audit

and Compliance makes a report of compliance matters to the Audit and Corporate Compliance

Committee of the board on a quarterly basis.

6-2. Corporate Compliance Code of Conduct

The DCH Health System Compliance Program helps to ensure that everyone in the organization

understands and complies with all related laws that govern DCH business activities. Without

exception, the standards apply to all employees, physicians, volunteers, contractors, vendors,

executive management and the board of directors. All employees have the duty to understand and

comply with laws and regulations that relate to their jobs. Supervisors have the responsibility of

ensuring that all employees who report to them are given information to be aware of and comply with

such legal requirements.

The DCH Corporate Compliance Code of Conduct is a shared statement of commitment to uphold

the ethical, professional, and legal standards used as a basis for daily and long-term decisions and

actions. Adherence to its spirit, as well as it's specific provisions, is critical to DCH's success. Each

member of the team is individually accountable for his or her own actions, and DCH Health System

is collectively accountable for upholding the standards of behavior and for compliance with all

applicable laws and policies that guide DCH's work. To view the Compliance Code of Conduct, visit

http://tellall/Intranet/Main.aspx?tid=288&mtid=287. For more information, please contact the

corporate director of Internal Audit and Compliance at Brent.Freeman@dchsystem.com or

call 205-759-7715.

6-3. Federal Compliance Program

The Department of Health and Human Services and its Office of Inspector General expects all health

care providers to implement an effective compliance program. Specific policies and directives

already govern many of the activities performed by DCH employees. The Compliance Program does

not replace those specific policies and directives, but is meant to provide an overview of conduct that

is expected of DCH employees. Where a specific policy or directive is in place, that policy sets forth

the rules employees must follow. The Compliance Program provides further guidance for resolving

questions or situations that employees may encounter.

As previously stated, DCH Health System is committed to following all applicable laws and

regulations. In particular, we are committed to compliance with those laws and regulations that

address health care fraud, waste, abuse, patient privacy, access to care, and proper billing of

Medicare, Medicaid, and other government-funded health care programs, as well as other payers.

Examples of such laws include, but are not limited to, the following:

The Federal False Claim Act - This law prohibits anyone from knowingly submitting or causing

to be submitted a false or fraudulent claim. The False Claims Act (FCA) establishes liability

when any person or entity improperly receives payment from or avoids payment to the federal

government. The False Claims Act contains

Whistleblower Provisions

for anyone with

knowledge of false claims activity to file a lawsuit on behalf of the government. Finally, the

False Claims Act provides protection for whistleblowers against any action taken against

him/her as retaliation for reporting false claims activity.

Anti-Kickback Statute - This criminal law forbids payments that encourage or reward patient

referrals or the generation of business involving any item or service payable by federal health

care programs. "Payment" includes anything of value and can take many forms (not limited

to money).

Stark Law - This law applies to physician referrals and is designed to prohibit physicians from

referring Medicare patients to hospitals, labs, and colleagues with whom the physician has

financial relationships, unless they fall under certain exceptions.

HIPAA - The Health Insurance Portability and Accountability Act

(HIPAA

) is a federal law that

requires safeguards for ensuring that patient health information is adequately protected and

disclosed. HIPAA includes the Privacy Rule and the Security Rule. The Privacy Rule's major

goal is to assure that individuals' health information is properly protected while allowing the

flow of health information needed to provide and promote high quality health care. As such,

DCH Health System has privacy and confidentiality standards in place to ensure appropriate

access or disclosure of protected health information (PHI). PHI should be discussed with or

disclosed to DCH personnel on a limited "minimum necessary" basis. PHI should only be

disclosed to others in response to permitted or authorized requests. PHI should not be

discussed in public areas such as elevators, the cafeteria, hallways, etc. Specific HIPAA

policies and procedures are available on the Monitor intranet.

Consult with the DCH Privacy

Officer (205-750-5328) for any questions you may have regarding patient confidentiality

and/or specific HIPAA Privacy provisions.

The HIPAA Security Rule establishes a national set of security standards for protecting certain

health information that is held or transferred in electronic form. For more information related

to the security of electronic protected health information (e-PHI), please contact the DCH IT

Data Security manager at 343-8079.

HITECH -Title XIII of the American Recovery and Reinvestment Act of 2009 (ARRA),

otherwise known as the Health Information Technology for Economic and Clinical Health Act

(HITECH Act),

increases the fines and the scope of remedies for violations of HIPAA and

breaches of the security of electronic health records. The HITECH Act also requires

disclosures for such breaches to the news media, the affected individuals, and Health and

Human Services in the event security of protected health information is breached as described

in the Act. Criminal penalties are enforceable against persons who obtain or disclose

protected health information without authorization. In addition, a state's attorney general has

the power to bring civil actions against a person on behalf of residents adversely affected by

violations of either HIPAA or the HITECH Act.

EMTALA - Referred to as the "Anti-Dumping Law," the Emergency Medical Treatment and

Active Labor Act (EMTALA) prohibits delaying care, refusing treatment, or transferring a

patient to another facility based on the patient's ability to pay. It is the policy of DCH that all

individuals to which EMTALA applies must be provided a Medical Screening Examination to

determine whether an Emergency Medical Condition applies.

More details of these laws can be found on the Internal Audit and Compliance intranet page located

under Departments on the Monitor.

Reporting

DCH Health System relies heavily on its employees to prevent improper conduct, identify potential

compliance problems, detect violations, correct non-compliance, and simply ask questions regarding

our policies and practice for compliance with health care fraud and abuse laws.

Each employee has a responsibility for fostering a culture of compliance by adhering to the

Compliance Code of Conduct, but also reporting any known misconduct. Employees and those

affiliated with DCH Health System have a responsibility to report any suspected or actual violation of

state and federal laws/regulations, DCH Standards of Conduct, or DCH policy by reporting to the

following:

Supervisor/Manager

Director

Executive Management/Administrative Leadership

Human Resources

Legal Counsel

Internal Audit and Corporate Compliance

DCH Anonymous Hotline

1-877-847-4324

Anonymous Hotline

DCH Health System's Anonymous Hotline (1-877-847-4324) permits you the ability to report, in

good faith, known or suspected instances of fraud, waste, neglect, and abuse. The hotline is

answered 24 hours per day, 365 days per year. If you wish to remain anonymous or do not feel that

you can address your concerns internally, we recommend you call the hotline. Calls will not be

traced, and the firm that handles the hotline is independent of DCH. Calls are typed into a written

report and voices are not recorded.

When reporting, it is important for you to give as many facts/details as possible. This allows for a

more thorough investigation and resolution so you can receive the most appropriate response.

Callers may call back and check on the status of the investigation. To protect confidentiality and

privacy, we do not disclose the details of the investigation or any disciplinary action. However, the

Hotline will inform you whether the investigation is complete and when the issues have been

addressed. All hotline calls are reported to the Audit and Corporate Compliance Committee of the

DCH board of directors on no less than a quarterly basis.

Non-Retaliation

DCH protects those who report concerns in good faith through its Non-Retaliation Policy. The policy

prohibits retaliation against anyone who:

Provides information to DCH or an external agency in good faith concerning a compliance

related matter.

Objects to, or refuses to participate in, an activity that he/she feels is or involves a potential

compliance violation.

Discloses, or expresses intent to disclose, information about a potential compliance violation.

General Handbook Acknowledgment

This Employee Handbook is an important document intended to help you become acquainted with

DCH Health System. This document is intended to provide guidelines and general descriptions only;

it is not the final word in all cases. Individual circumstances may call for individual attention.

Because DCH's operations may change, the contents of this handbook may be changed at any

time, with or without notice, in an individual case or generally, at the sole discretion of

management.

Please read the following statements and sign below to indicate your receipt and acknowledgment

of this Employee Handbook.

I have received and read a copy of DCH Health System's Employee Handbook. I understand

that the policies, rules and benefits described in it are subject to change at the sole discretion

of DCH at any time.

I further understand that my employment is terminable at will, either by myself or DCH, with

or without cause or notice, regardless of the length of my employment or the granting of

benefits of any kind.

I understand that no representative of DCH Health System other than the president/CEO

may alter "at will" status and any such modification must be signed and in writing.

I understand that my signature below indicates that I have read and understand the abov

e statements and that I have received a copy of the DCH Employee Handbook.

Employee's Printed Name:

Employee's Signature:

Position:

Date:

The signed original copy of this acknowledgment should be given to management - it will be filed in

your personnel file.

Receipt of Anti-Discrimination/Anti-Harassment Policy

It is the policy of DCH that all employees shall have the opportunity to work in an atmosphere and

environment free from any form of discrimination, harassment or retaliation based on race, color,

religion, national origin, age, sex, sexual orientation, gender identity, pregnancy, disability,

military/veteran status, whistleblower status, genetic information, or any other characteristic or

status protected by federal, state or local laws. DCH does not authorize, practice, condone, or

tolerate any form of discrimination and/or harassment of or by any employee, whether supervisory

or non-supervisory, or by any guest, visitor, customer, or vendor.

Harassment is defined as verbal or physical conduct that denigrates or shows hostility or aversion

toward an individual because of his or her race, color, religion, gender, sex, national origin, age,

whistleblower status, disability, sexual orientation, or any other status protected by federal, state, or

local laws that:

Has the purpose or effect of creating an intimidating, hostile, or offensive working

environment; or

Has the purpose or effect of unreasonably interfering with an individual's work performance;

Otherwise adversely affects an individual's employment opportunities.

Examples of harassing conduct include, but are not limited to, the following:

Epithets, slurs, negative stereotyping, or threatening, intimidating, or hostile acts that

relate to race, color, religion, national origin, age, sex, sexual orientation, gender identity,

pregnancy, disability, military/veteran status, whistleblower status, genetic information, or

any other characteristic or status protected by federal, state or local laws; and

Written or graphic material that denigrates or shows hostility or aversion toward an

individual or group because of race, color, religion, national origin, age, sex, sexual

orientation, gender identity, pregnancy, disability, military/veteran status, whistleblower

status, genetic information or any other characteristic or status protected by federal, state or

local laws.

Similarly, sexual harassment involves:

Making, as a condition of employment, unwelcome sexual advances or requests,

requests for sexual favors, or other verbal or physical conduct of a sexual nature;

Making submission to or rejection of such conduct the basis for employment decisions; or

Creating an intimidating, offensive, or hostile work environment by such conduct.

The following are examples of sexual harassment:

Verbal--sexual innuendo, suggestive comments, insults, threats, jokes about gender-

specific traits, or sexual propositions;

Nonverbal--making suggestive or insulting noises, leering, whistling, or making obscene

gestures;